Comparing European and U.S. securities regulations : MiFID versus corresponding U.S. regulations /

The paper compares the EU and US securities regulations, and specifically MiFID with the corresponding US regulations. It primarily focuses on the regulatory and supervisory framework, trading venues, and the provision of investment services. The paper argues that the architecture and some of the ru...

Full description

Bibliographic Details
Call Number:Libro Electrónico
Main Author: Bošković, Tanja
Corporate Author: World Bank
Other Authors: Cerruti, Caroline, Noël, Michel, 1954-
Format: Electronic eBook
Language:Inglés
Published: Washington, D.C. : World Bank, ©2010.
Series:World Bank working paper ; no. 184.
Subjects:
European Parliament. > Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments.
Europäische Union.
Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments (European Parliament)
Securities > European Union countries.
Securities > United States.
LAW > Securities.
Securities
Wertpapiermarkt.
Regulierung.
Wertpapierrecht.
European Union countries
United States
USA.
Online Access:Texto completo
Table of Contents:
  • Regulatory framework and oversight
  • Scope of the securities regualtions
  • Objectives of the securities regulations in Europe and the United States
  • Implementation of the different objectives
  • Post-financial crisis lessons
  • Conclusion and areas for future research.

Similar Items