Comparing European and U.S. securities regulations : MiFID versus corresponding U.S. regulations /

The paper compares the EU and US securities regulations, and specifically MiFID with the corresponding US regulations. It primarily focuses on the regulatory and supervisory framework, trading venues, and the provision of investment services. The paper argues that the architecture and some of the ru...

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Détails bibliographiques
Cote:Libro Electrónico
Auteur principal: Bošković, Tanja
Collectivité auteur: World Bank
Autres auteurs: Cerruti, Caroline, Noël, Michel, 1954-
Format: Électronique eBook
Langue:Inglés
Publié: Washington, D.C. : World Bank, ©2010.
Collection:World Bank working paper ; no. 184.
Sujets:
European Parliament. > Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments.
Europäische Union.
Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments (European Parliament)
Securities > European Union countries.
Securities > United States.
LAW > Securities.
Securities
Wertpapiermarkt.
Regulierung.
Wertpapierrecht.
European Union countries
United States
USA.
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