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Investor and industry perspectives on investment advisers and broker-dealers /
In theory, financial professionals are relatively distinct: A broker conducts transactions in securities on behalf of others; a dealer buys and sells securities for his or her own accounts; and an investment adviser provides advice to others regarding securities. Broker-dealers and investment advise...
| Call Number: | Libro Electrónico |
|---|---|
| Corporate Author: | |
| Other Authors: | |
| Format: | Electronic eBook |
| Language: | Inglés |
| Published: |
Santa Monica, CA :
Rand,
©2008.
©2008 |
| Series: | Technical report (Rand Corporation) ;
TR-556-SEC. |
| Subjects: | |
| Online Access: | Texto completo |