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Investor and industry perspectives on investment advisers and broker-dealers /
In theory, financial professionals are relatively distinct: A broker conducts transactions in securities on behalf of others; a dealer buys and sells securities for his or her own accounts; and an investment adviser provides advice to others regarding securities. Broker-dealers and investment advise...
| Clasificación: | Libro Electrónico |
|---|---|
| Autor Corporativo: | |
| Otros Autores: | |
| Formato: | Electrónico eBook |
| Idioma: | Inglés |
| Publicado: |
Santa Monica, CA :
Rand,
©2008.
©2008 |
| Colección: | Technical report (Rand Corporation) ;
TR-556-SEC. |
| Temas: | |
| Acceso en línea: | Texto completo |