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United States : Financial Sector Assessment Program: detailed assessment of implementation on the IOSCO objectives and principles of securities regulation.
The United States has large, well-developed and complex securities and derivatives markets. These provide widespread benefits not only to the U.S. economy, but globally. The crisis and recent high profile failures have provided important lessons that have significantly impacted the regulation and su...
| Clasificación: | Libro Electrónico |
|---|---|
| Autor Corporativo: | |
| Formato: | Electrónico eBook |
| Idioma: | Inglés |
| Publicado: |
Washington, D.C. :
International Monetary Fund,
©2015.
|
| Colección: | IMF country report ;
no. 15/91. |
| Temas: | |
| Acceso en línea: | Texto completo |
MARC
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|---|---|---|---|
| 001 | EBSCO_ocn906830969 | ||
| 003 | OCoLC | ||
| 005 | 20231017213018.0 | ||
| 006 | m o d | ||
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| 008 | 150408s2015 dcu ob i000 0 eng d | ||
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| 035 | |a (OCoLC)906830969 |z (OCoLC)961608593 |z (OCoLC)962659570 |z (OCoLC)1109363393 |z (OCoLC)1259105486 | ||
| 043 | |a n-us--- | ||
| 050 | 4 | |a HC59.15.I15 |b No. 15/91eb | |
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| 082 | 0 | 4 | |a 332.152 |2 23 |
| 049 | |a UAMI | ||
| 245 | 0 | 0 | |a United States : |b Financial Sector Assessment Program: detailed assessment of implementation on the IOSCO objectives and principles of securities regulation. |
| 246 | 3 | 0 | |a United States, Financial Sector Assessment Program |
| 260 | |a Washington, D.C. : |b International Monetary Fund, |c ©2015. | ||
| 300 | |a 1 online resource (248 pages) | ||
| 336 | |a text |b txt |2 rdacontent | ||
| 337 | |a computer |b c |2 rdamedia | ||
| 338 | |a online resource |b cr |2 rdacarrier | ||
| 490 | 1 | |a IMF country report, |x 1934-7685 ; |v no. 15/91 | |
| 500 | |a "Prepared by Monetary and Capital Markets Department"--Page 2 of pdf | ||
| 500 | |a "April 2015." | ||
| 500 | |a "March 2015"--Page 2 of pdf | ||
| 520 | 3 | |a The United States has large, well-developed and complex securities and derivatives markets. These provide widespread benefits not only to the U.S. economy, but globally. The crisis and recent high profile failures have provided important lessons that have significantly impacted the regulation and supervision of these markets. | |
| 504 | |a Includes bibliographical references. | ||
| 588 | 0 | |a Online resource; title from pdf title page (IMF Web site, viewed April 8, 2015). | |
| 505 | 0 | |a Cover; CONTENTS; GLOSSARY; A; B; C; D; E; F; G; H; I; J; L; M; N; O; P; R; S; T; U; V; X; EXECUTIVE SUMMARY; INTRODUCTION; INFORMATION AND METHODOLOGY USED FOR ASSESSMENT; INSTITUTIONAL AND MARKET STRUCTURE-OVERVIEW; A. Regulatory Structure; B. Market Structure; TABLES; 1. Key Equity Market Information; 2. Investment Company Total Net Assets by Type; 3. Institutional and Retail Ownership of Mutual Funds; 4. Number of Commodity Pool Operators and their AUM; 5. Registered Broker-Dealers; 6. SEC Registered Investment Advisers; PRECONDITIONS FOR EFFECTIVE SECURITIES REGULATION. | |
| 505 | 8 | |a 7. Derivatives Market Intermediaries Registered with the CFTCMAIN FINDINGS; SUMMARY IMPLEMENTATION OF THE IOSCO PRINCIPLES; 8. Summary Implementation of the IOSCO Principles-Detailed Assessments; RECOMMENDED ACTION PLAN AND AUTHORITIES' RESPONSE; 9. Recommended Action Plan to Improve Implementation of the IOSCO Principles; C. Authorities' Response to the Assessment; DETAILED ASSESSMENT; 10. Detailed Assessment of Implementation of the IOSCO Principles. | |
| 546 | |a English. | ||
| 590 | |a eBooks on EBSCOhost |b EBSCO eBook Subscription Academic Collection - Worldwide | ||
| 610 | 2 | 0 | |a International Monetary Fund |z United States. |
| 610 | 2 | 7 | |a International Monetary Fund. |2 fast |0 (OCoLC)fst00556666 |
| 650 | 0 | |a Securities |z United States. | |
| 650 | 0 | |a Capital market |z United States. | |
| 650 | 0 | |a Financial institutions |x State supervision |z United States. | |
| 650 | 0 | |a Financial institutions |z United States |x Accounting. | |
| 650 | 0 | |a Financial institutions |z United States |x Auditing. | |
| 651 | 0 | |a United States |x Economic policy. | |
| 650 | 6 | |a Marché financier |z États-Unis. | |
| 650 | 6 | |a Institutions financières |x Contrôle de l'État |z États-Unis. | |
| 650 | 6 | |a Institutions financières |z États-Unis |x Comptabilité. | |
| 651 | 6 | |a États-Unis |x Politique économique. | |
| 650 | 7 | |a BUSINESS & ECONOMICS |x Finance. |2 bisacsh | |
| 650 | 7 | |a Capital market. |2 fast |0 (OCoLC)fst00846356 | |
| 650 | 7 | |a Economic policy. |2 fast |0 (OCoLC)fst00902025 | |
| 650 | 7 | |a Financial institutions |x Accounting. |2 fast |0 (OCoLC)fst00924637 | |
| 650 | 7 | |a Financial institutions |x Auditing. |2 fast |0 (OCoLC)fst00924639 | |
| 650 | 7 | |a Financial institutions |x State supervision. |2 fast |0 (OCoLC)fst00924693 | |
| 650 | 7 | |a Securities. |2 fast |0 (OCoLC)fst01110743 | |
| 651 | 7 | |a United States. |2 fast |0 (OCoLC)fst01204155 | |
| 710 | 2 | |a International Monetary Fund. |b Monetary and Capital Markets Department. | |
| 776 | 0 | 8 | |i Print version: |a International Monetary Fund. |t United States : Financial Sector Assessment Program-detailed assessment of implementation on the IOSCO objectives and principles of securities regulation. |d Washington, District of Columbia : International Monetary Fund, ©2015 |h 247 pages |k IMF Country Report ; Number 15/91 |z 9781484312827 |
| 830 | 0 | |a IMF country report ; |v no. 15/91. | |
| 856 | 4 | 0 | |u https://ebsco.uam.elogim.com/login.aspx?direct=true&scope=site&db=nlebk&AN=1255802 |z Texto completo |
| 938 | |a ebrary |b EBRY |n ebr11052018 | ||
| 938 | |a EBSCOhost |b EBSC |n 1255802 | ||
| 938 | |a ProQuest MyiLibrary Digital eBook Collection |b IDEB |n cis31537889 | ||
| 994 | |a 92 |b IZTAP | ||