Regulation and compliance in operations /

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'Regulation and Compliance in Operations' looks at how regulation affects the operations function by focusing on regulatory issues and drivers. As regulatory demands ever increasing, it is important for operations teams to be aware of the important regulatory issues which exist globally. L...

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Détails bibliographiques
Cote:Libro Electrónico
Auteur principal: Loader, David
Format: Électronique eBook
Langue:Inglés
Publié: Amsterdam ; London ; Boston : Elsevier Butterworth-Heinemann, 2004.
Collection:Elsevier finance.
Operations management series (Securities Institute)
Sujets:
Securities industry > Law and legislation > Great Britain.
Securities industry > Self-regulation > Great Britain.
Valeurs mobili�eres > Industrie > Autor�egulation > Grande-Bretagne.
LAW > Administrative Law & Regulatory Practice.
Securities industry > Law and legislation.
Securities industry > Self-regulation.
Finan�cas.
Opera�c�ao financeira.
Administra�c�ao industrial.
Great Britain.
Accès en ligne:Texto completo
Table des matières:
  • Preface; What is regulation?
  • the practical view; Regulation and compliance in different markets; Compliance and operations; Client protection; Money laundering; Fraud and insider dealing; Operations and breaches of regulations; The future; Appendices; Glossary.

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