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Securities operations : a guide to trade and position management /
The operational activities that follow a trade are an important and essential part of the securities industry's business. Written by an author with many years experience within this sector, Securities Operations: A Guide to Trade Position Management sets out to demystify the subject and provide...
| Clasificación: | Libro Electrónico |
|---|---|
| Autor principal: | |
| Formato: | Electrónico eBook |
| Idioma: | Inglés |
| Publicado: |
Chichester, West Sussex, England ; New York, NY :
J. Wiley,
©2002.
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| Temas: | |
| Acceso en línea: | Texto completo (Requiere registro previo con correo institucional) |
Tabla de Contenidos:
- Securities Operations Contents Foreword Introduction Acknowledgements 1 Essential Trading and Settlement Concepts 2 The Securities Marketplace 3 Bringing Securities to the Marketplace.
- 4 Structure of a Securities Trading Organisation 5 Transaction Types 6 Security Forms 7 Security Types 8 Trade Cash Value Calculation 9 Static Data.
- 10 The Trade Lifecycle and Straight Through Processing 11 Trade Execution and Capture 12 Trade Enrichment 13 Trade Validation 14 Trade Agreement 15 Transaction Reporting 16 Settlement Instructions.
- 17 The Role of the Custodian 18 Pre-Value Date Settlement Instruction Statuses 19 Settlement Failure 20 Trade Settlement 21 Reflecting Trade Settlement Internally.
- 22 Position and Trade Related Operations 23 Funding 24 Securities Lending and Borrowing 25 Safe Custody 26 Corporate Actions 27 Reconciliation 28 Accounting 29 Objectives and Initiatives.