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The Little Book of Market Manipulation : an Essential Guide to the Law.
An invaluable pocket guide and market manipulation law primer. An essential guide for investors. With practical examples and decided cases. An up-to-date treatment of a fast-moving topic. Describes both criminal and regulatory regimes.
| Clasificación: | Libro Electrónico |
|---|---|
| Autor principal: | |
| Otros Autores: | |
| Formato: | Electrónico eBook |
| Idioma: | Inglés |
| Publicado: |
Hook :
Waterside Press,
2020.
|
| Temas: | |
| Acceso en línea: | Texto completo |
MARC
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| 100 | 1 | |a Durston, Gregory J. | |
| 245 | 1 | 4 | |a The Little Book of Market Manipulation : |b an Essential Guide to the Law. |
| 260 | |a Hook : |b Waterside Press, |c 2020. | ||
| 300 | |a 1 online resource (152 pages) | ||
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| 588 | 0 | |a Print version record. | |
| 505 | 0 | |a Cover -- Copyright and publication details -- Contents -- Publisher's note -- Acknowledgements -- About the authors -- Introduction -- Preliminary Matters -- Regulatory Frameworks for Market Manipulation -- Criminal and Regulatory Offences -- Breadth of Coverage -- Civil Actions -- FCA Handbook -- History and Rationale for Proscription of Market Manipulation -- A Neglected Phenomenon -- The Rationale for Proscription -- History of Market Manipulation -- Attractions of Market Manipulation -- The Influence of Technology -- Vulnerability to Market Manipulation -- Proving Manipulative Behaviour | |
| 505 | 8 | |a Forms of Market Manipulation -- Setting the Scene -- The Main Forms of Manipulation -- Pump and Dump -- Trash and Cash -- Wash Trading -- Marking the Close -- Spoofing -- Intention Is (Often) Everything -- Identifying and Investigating Market Manipulation -- Introduction -- Detection -- STORs -- Investigations -- The Investigative Interview -- Criminal Prosecution or Regulatory Action? -- Relevant Factors -- Suspect Co-operation -- Market Manipulation as a Criminal Offence -- Introduction -- Specialist Legislation in the UK -- Some Preliminary Points -- Corporate Liability -- Dishonesty | |
| 505 | 8 | |a Recklessness -- Territoriality -- 'Relevant' Agreements, Investments and Benchmarks -- A Precautionary Approach -- The FSA 2012 Offences -- Section 89 -- The Mental State behind the Statement or Concealment -- Inducement -- An Illustrative Case -- Stock Promotion -- Section 90: Misleading Impressions -- Mental Elements -- Section 91 -- LIBOR and Other 'Relevant Benchmarks' -- Misleading Statements or Impressions in Relation to Benchmarks -- Criminal Defences and Punishment -- Introduction -- The Statutory Defences -- Section 89(3) -- Section 90(9) -- Section 91(3)-(4) -- Penalties | |
| 505 | 8 | |a The Regulatory Regime and its Penalties -- Introduction -- The MAR -- Key Provisions -- 'Relevant Investments' -- Territoriality -- Enforcement -- Procedure for an Enforcement Action -- Reference to the Upper Tribunal -- Risks in Going to the Upper Tribunal -- The Tribunal Hearing -- Penalties -- Illustrative Cases -- Winterflood -- Tesco -- Evidential Perspectives -- Introduction -- Burden and Standard of Proof in Regulatory Actions -- Burden of Proof -- Standard of Proof -- Expert Evidence -- Conclusion -- Frequently Used Acronyms -- Appendix: Financial Services Act 2012 (Extract) | |
| 505 | 8 | |a PART 7 Offences relating to financial services -- 89 Misleading statements -- 90 Misleading impressions -- 91 Misleading statements etc. in relation to benchmarks -- 92 Penalties -- 93 Interpretation of Part 7 -- Market Abuse Regulation 2016 (Extract) -- Article 15 Prohibition of market manipulation -- Article 12 Market manipulation -- Select Bibliography -- Index -- The Little Book of Insider Dealing -- Back cover | |
| 520 | |a An invaluable pocket guide and market manipulation law primer. An essential guide for investors. With practical examples and decided cases. An up-to-date treatment of a fast-moving topic. Describes both criminal and regulatory regimes. | ||
| 504 | |a Includes bibliographical references and index. | ||
| 590 | |a eBooks on EBSCOhost |b EBSCO eBook Subscription Academic Collection - Worldwide | ||
| 650 | 0 | |a Securities fraud |x Law and legislation |z Great Britain. | |
| 650 | 0 | |a Insider trading in securities |x Law and legislation |z Great Britain. | |
| 650 | 0 | |a Securities |z Great Britain. | |
| 650 | 0 | |a Stock exchanges |x Law and legislation |z Great Britain. | |
| 650 | 0 | |a Stock exchanges |z Great Britain |x Data processing. | |
| 650 | 0 | |a Information technology. | |
| 650 | 6 | |a Technologie de l'information. | |
| 650 | 7 | |a information technology. |2 aat | |
| 650 | 7 | |a Stock exchanges |x Data processing. |2 fast |0 (OCoLC)fst01133570 | |
| 650 | 7 | |a Information technology. |2 fast |0 (OCoLC)fst00973089 | |
| 650 | 7 | |a Insider trading in securities |x Law and legislation. |2 fast |0 (OCoLC)fst00974204 | |
| 650 | 7 | |a Securities. |2 fast |0 (OCoLC)fst01110743 | |
| 650 | 7 | |a Securities fraud |x Law and legislation. |2 fast |0 (OCoLC)fst01110806 | |
| 650 | 7 | |a Securities industry |x Information technology. |2 fast |0 (OCoLC)fst01110829 | |
| 650 | 7 | |a Stock exchanges |x Law and legislation. |2 fast |0 (OCoLC)fst01133577 | |
| 651 | 7 | |a Great Britain. |2 fast |0 (OCoLC)fst01204623 | |
| 700 | 1 | |a McKeon, Ailsa. | |
| 776 | 0 | 8 | |i Print version: |a Durston, Gregory J. |t Little Book of Market Manipulation. |d Hook : Waterside Press, 2020 |z 9781910979907 |
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