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Effective Product Control : Controlling for Trading Desks.
Improve financial product control operations with this comprehensive reference Effective Product Control provides detailed "how-to" guidance for the product control function, serving as a control standards primary reference for both internal and external stakeholders. Coverage includes tas...
| Clasificación: | Libro Electrónico |
|---|---|
| Autor principal: | |
| Formato: | Electrónico eBook |
| Idioma: | Inglés |
| Publicado: |
Somerset :
John Wiley & Sons, Incorporated,
2017.
|
| Temas: | |
| Acceso en línea: | Texto completo |
MARC
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| 020 | |z 9781118939819 |q (cloth) | ||
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| 049 | |a UAMI | ||
| 100 | 1 | |a Nash, Peter. | |
| 245 | 1 | 0 | |a Effective Product Control : |b Controlling for Trading Desks. |
| 260 | |a Somerset : |b John Wiley & Sons, Incorporated, |c 2017. | ||
| 300 | |a 1 online resource (376 pages) | ||
| 336 | |a text |b txt |2 rdacontent | ||
| 337 | |a computer |b c |2 rdamedia | ||
| 338 | |a online resource |b cr |2 rdacarrier | ||
| 588 | 0 | |a Print version record. | |
| 505 | 0 | |a Effective Product Control; Contents; Preface; Acknowledgements; About the Author; PART ONE Working in Product Control; 1 An Introduction to Product Control; The Emergence of Product Control; The Purpose of Product Control; Different Types of Product Control; P & L Only; P & L: Balance Sheet and Financial Reporting Focus; Skills, Qualifications and Experience; Organizational Structure; The Desk; The Trading Floor; Pressures of Supporting the Desk; 2 Changing Landscape of Product Control; Offshoring; My View; Risky Choices; Benefits; XVA; Greater Levels of Capital; Greater Focus on Liquidity; Notes. | |
| 505 | 8 | |a 3 Key StakeholdersFront Office: Sales and Trading Desk; Chief Operating Officers (COOs); System Infrastructure; Onboarding New Products; Daily Operational Effectiveness; Forecasted Revenues, Costs, and Balance Sheet; Operational Risk Incident (ORI); Implement Firm-Wide Changes; Operations; Middle Office; Market Risk; Financial Reporting; Management Reporting; Finance Change; IT; Operational Risk; Regulatory Reporting; Accounting Policy; Tax; Audit; Internal Audit; External Audit; Finance Shared Service; Summary; Notes; PART TWO Technical Skills. | |
| 505 | 8 | |a 4 Accounting Standards: Recognition and MeasurementIAS 39 Financial Instruments: Recognition and Measurement; Recognizing a Financial Asset or Liability; Derecognizing a Financial Asset; Derecognizing a Financial Liability; IFRS 9: Financial Instruments; Recognition and De-recognition; Classification and Measurement; IFRS 13: Fair Value Measurement; Defining Fair Value; Arriving at Fair Value; U.S. GAAP and Fair Value Measurement; Notes; 5 Market Risk; What Is Market Risk and How Is It Generated?; How Is Market Risk Measured by a Bank?; The Greeks; VaR; Stress Testing; Note. | |
| 505 | 8 | |a 6 Pricing Financial InstrumentsHow to Approach the Pricing of a Financial Instrument; Special Features; Pricing examples; Spot FX; FX Forward; Bonds; Interest Rate Swap; FX Option; Pricing Add-ons; Notes; 7 Internal Control; What is Internal Control?; Establishing an Internal Control Framework; The Board and Senior Management; Regulatory Requirements; Market Practice; Type of Business; Example of Front to Back Internal Controls; Notes; PART THREE Profit and Loss Controls; 8 System Feeds, End of Day Rates and Profit and Loss Estimates; System Feeds; End of Day; End of Day Rates. | |
| 505 | 8 | |a Externally Sourced RatesTrader Sourced Rates; P & L Estimate; Note; 9 Review of New and Amended Trades; New Trades; Why New Trades Are Generated; Reviewing New Trades; Presentation of New Trade P Amended Trades; Why Are Trades Amended?; Avoidable vs. Unavoidable Amendments; Presentation of P & L from Amended Trades; Notes; 10 Review of Mark-to-Market P Defining Mark-to-Market P Attributing MTM P Waterfall Method; Restored Method; Other Sub-attributes; FX Revaluation; Fixings; Risk-Based P & L estimates; Fixings; Changes in the End of Day Prices. | |
| 500 | |a Do the End of Day Prices Agree to the Market? | ||
| 520 | |a Improve financial product control operations with this comprehensive reference Effective Product Control provides detailed "how-to" guidance for the product control function, serving as a control standards primary reference for both internal and external stakeholders. Coverage includes tasks, roles, and functions, presented in an accessible way for introductory readers, while also offering best practice and improvement examples for the seasoned professional. Readers will learn how to handle risk exposure, exception reports, PNL, and more, and better grasp the relevant regulation, compliance rules, and standards. Key touch points include risk management, audit, accounting, treasury, trading and product sales, along with an examination of taxation and regulatory interaction including SOX, control review, valuations, and liquidity levels. Teaching and student ancillary materials include lecture slides, case studies, questions and answers, and functional documents that facilitate fundamental understanding. Product control within financial services organizations monitors trades, trade patterns, and entire portfolios to assess the remits and risks being taken, acting as the primary conduit between the trading desk and risk management, accounting, auditing, and financial functions. This book gives readers a foundation in product control, with detailed guidance toward every aspect of the function.-Gain a deeper understanding of common product controller tasks -Structure an effective and efficient product control function -Carry out audit and regulatory review more effectively -Understand product control's role within the financial institution Product controllers' primary responsibility is to ensure that traders operate within their assigned remits, and mark their books to market prices. The practice is crucial, but often poorly understood. For product control staff looking to enhance their skills and improve operational processes, Effective Product Control is the complete guide to the function | ||
| 590 | |a ProQuest Ebook Central |b Ebook Central Academic Complete | ||
| 650 | 0 | |a Financial institutions |x Risk management. | |
| 650 | 0 | |a Financial services industry |x Risk management. | |
| 650 | 0 | |a Portfolio management. | |
| 650 | 0 | |a Stocks. | |
| 650 | 0 | |a Investments. | |
| 650 | 2 | |a Investments | |
| 650 | 6 | |a Institutions financières |x Gestion du risque. | |
| 650 | 6 | |a Services financiers |x Gestion du risque. | |
| 650 | 6 | |a Gestion de portefeuille. | |
| 650 | 6 | |a Actions (Titres de société) | |
| 650 | 6 | |a Investissements. | |
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| 650 | 7 | |a Portfolio management |2 fast | |
| 650 | 7 | |a Stocks |2 fast | |
| 776 | 0 | 8 | |i Print version: |a Nash, Peter. |t Effective Product Control : Controlling for Trading Desks. |d Somerset : John Wiley & Sons, Incorporated, ©2017 |z 9781118939819 |
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