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A guide to financial regulation for fintech entrepreneurs /
"The Fintech Entrepreneurs Guide to Regulation and Regulatory Strategy Fintech has been growing dramatically over the last few years, and it is now an important sector in its own right. This means that Fintech companies, who could so far often rely on a comparatively lenient regulatory regime,...
| Clasificación: | Libro Electrónico |
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| Autor principal: | |
| Formato: | Electrónico eBook |
| Idioma: | Inglés |
| Publicado: |
Chichester, West Sussex, United Kingdom :
John Wiley & Sons, Ltd,
2018.
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| Temas: | |
| Acceso en línea: | Texto completo (Requiere registro previo con correo institucional) |
Tabla de Contenidos:
- Cover; Title Page; Copyright; Contents; About the Book; Acknowledgments; About the Author; Part I: Fintech Regulation and Strategy; Chapter 1: Regulatory Strategy for Fintech Companies; 1.1 Regulation; 1.2 A Regulatory Strategy Framework; Chapter 2: Overview of Financial Services Regulation; 2.1 Types of Regulation; 2.2 Strands of Regulation; Chapter 3: Regulation in Practice; 3.1 Sources of Regulation; 3.2 Regulatory Models; 3.3 Fintech Regulation; Chapter 4: The Financial Services Industry; 4.1 Classic and Corporate Banking; 4.2 Specialised Lending; 4.3 Investment Banking and Advisory.
- 4.4 Payments4.5 Asset Management; 4.6 Brokerage and Transaction Services; 4.7 Insurance; 4.8 Others; Chapter 5: Retail Financial Services Products; 5.1 Payments and Deposits; 5.2 Retail and SME/Mid-market Lending and Credit; 5.3 Retail Investments; 5.4 Other Products; 5.5 Insurance; 5.6 Financial Advisory; Chapter 6: Wholesale Financial Services Products; 6.1 Wholesale Credit; 6.2 Wholesale and Specialist Asset Management; 6.3 Primary Markets and Origination; 6.4 Sales, Trading, Brokerage, and Exchanges; 6.5 Settlement, Custody, and Ancillary Services; 6.6 Advisory and Research.
- Part II: Selected Regulations in DetailSheet 1: Alternative Investment Fund Manager Directive; 1.1 General; 1.2 Authorisation to Market; 1.3 Interaction with Regulators; Sheet 2: Anti Money Laundering Directive; 2.1 Definition and Scope; 2.2 Implementation; 2.3 Obligations of All Companies; 2.4 Financial Intelligence Units and Cooperation; 2.5 Information Requirements on Transfers of Funds; Sheet 3: Bank Recovery and Resolution Directive; 3.1 Definition and Scope; 3.2 Preparation; 3.3 Execution; 3.4 Ancillary Regulations; Sheet 4: Cross-Border Payments Regulation; 4.1 Definition and Scope.
- Sheet 5: Consumer Contracts Directive5.1 Definition and Scope; Sheet 6: Consumer Credit Directive; 6.1 Definition and Scope; 6.2 Information to Be Provided Before Concluding an Agreement; 6.3 Credit Assessment and Credit Databases; 6.4 Information to Be Provided with Agreements; 6.5 Consumer Rights Under Credit Agreements; 6.6 Annual Percentage Rate of Charge (APR); Sheet 7: Capital Requirements Directives; 7.1 General Background on Basel and CRD; 7.3 Capital Requirements Overview; 7.4 Capital Requirements for Credit Risk; 7.5 Capital Requirements for Non-credit Risk; 7.6 Leverage Ratio.
- 7.7 Liquidity Risk7.8 Pillar 3 Disclosure; 7.9 Other; Sheet 8: Deposit Guarantee Scheme Directive; 8.1 Definition and Scope; Sheet 9: Distance Marketing in Financial Services Directive; 9.1 Definition and Scope; 9.2 Information Requirements; 9.3 Withdrawal and Renewal; 9.4 Other; Sheet 10: European Market Infrastructure Regulation; 10.1 Definition and Scope; 10.2 Central Counterparties; 10.3 Trade Repositories; Sheet 11: Electronic Money Directive; 11.1 Definition and Scope; Sheet 12: General Data Protection Regulation; 12.1 Definition and Scope; 12.2 Definition of Data.
- 12.3 Pre-requisites of Data Collectionâ#x80;#x94;Purpose and Consent.