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Anti-money laundering in a nutshell : awareness and compliance for financial personnel and business /
Anti-Money Laundering in a Nutshellis a concise, accessible, and practical guide to compliance with anti-money laundering law for financial professionals, corporate investigators, business managers, and all personnel of financial institutions who are required, under penalty of hefty fines, to get an...
| Clasificación: | Libro Electrónico |
|---|---|
| Autor principal: | |
| Formato: | Electrónico eBook |
| Idioma: | Inglés |
| Publicado: |
[Berkley] :
Apress,
Ã2015.
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| Temas: | |
| Acceso en línea: | Texto completo (Requiere registro previo con correo institucional) |
Tabla de Contenidos:
- About the Author; Acknowledgments; Introduction; Chapter 1: What Is Money Laundering?; Turning "Bad" Money into "Legitimate" Money; Money Laundering All Around Us; How Money Is Laundered; Why AML Efforts Are Important; The Three Stages of Money Laundering; Placement ; Layering ; Why Layering Works ; Integration ; Putting It All Together for a Payday; Who Launders Money; Summary; Chapter 2: Methods of Money Laundering; Structuring ; Bulk Cash Smuggling; Gold ; Money Service Businesses; Money Orders ; Money Service Business.
- Regulations Involving Money Service Businesses Wire Transfers; How a Wire Works; Casinos; Trade-Based Money Laundering ; Over- and Under-Invoicing of Goods; Black Market Peso Exchange; Underground Banking System (Hawala) ; Cyber Banking ; Smart Cards ; Internet ; ATMs; Prepaid Cards; Autos ; Correspondent Banking; Credit Cards ; Real Estate ; Cash-Intense Business ; Insurance ; Digital Currencies; Summary; Chapter 3: Federal Regulations; 1970: Bank Secrecy Act ; What Constitutes a Financial Institution ; Currency Transaction Report; Currency Transaction Exemptions.
- Why a CTR Is Important to Law Enforcement United States to World Comparison: Currency Transaction Reporting ; Form 8300 ; 1986: Money Laundering Control Act; 1990: FinCEN ; 1992: Annunzio-Wylie Act ; 1994: Money Laundering Suppression Act; 1998: Money Laundering and Financial Crimes Strategy Act; 2001: USA PATRIOT Act ; Office of Foreign Assets and Control; Foreign Account Tax Compliance Act; Summary; Chapter 4: Building a Quality AML Program; Recommended Elements of a Quality AML Program; The Four Pillars; Internal Policies and Procedures; Designated Compliance Officer.
- Independent Audit Function Training ; Risk Management; Conducting Due Diligence ; Customer Risk ; Product and Service Risk ; Geographic Risk ; Common Program Deficiencies; Summary; Chapter 5: Know Your Customer and Customer Identification Program; Elements of a KYC Program; Customer Identification; Basic Customer Due Diligence; Beware Shell Companies; Identifying Customers Online ; Monitor Transactions ; The Diligences; Start with a Checklist; Beware of "Voo-Due" Diligence ; When to Perform Due Diligence or Enhanced Due Diligence ; The Investigative Mind-Set.
- Trust Your Gut Perform Risk-Based Due Diligence; Sources of Intelligence; Other Special Considerations; Transaction Monitoring; Correspondent Banking
- Know Your Correspondents; Politically Exposed Persons; Summary; Chapter 6: A SAR Is Born; The Back Story; Getting to Suspicious; Hidden Value of SARs; 30/60/90 Rule ; Completing the SAR; Why Financial Institutions Need to File; What Happens After You File; Law Enforcement Contact; Suspicious Activity Report Statistics; Summary; Chapter 7: Tips for Law Enforcement and Financial Crimes Investigators.