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The investment advisor body of knowledge : readings for the CIMA certification /
The complete body of knowledge for CIMA candidates and professionals The 2015 Certified Investment Management Analyst Body of Knowledge + Test Bank will help any financial advisor prepare for and pass the CIMA exam, and includes key information and preparation for those preparing to take the test. C...
| Clasificación: | Libro Electrónico |
|---|---|
| Autor Corporativo: | |
| Formato: | Electrónico eBook |
| Idioma: | Inglés |
| Publicado: |
Hoboken, New Jersey :
Wiley,
[2015]
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| Temas: | |
| Acceso en línea: | Texto completo (Requiere registro previo con correo institucional) |
Tabla de Contenidos:
- The Investment Advisor Body of Knowledge; Contents; Acknowledgments; Introduction; The Purpose of This Textbook; The Layout and Structure of This Textbook; How to Use This Text; The CIMA Content; The CIMA Exams; Additional Resources; Helpful Web Links; 1 IMCA Code of Professional Responsibility and Standards of Practice; Part I IMCA Code of Professional Responsibility; Part II IMCA Standards of Practice; Part III IMCA Performance Reporting Standards; Part IV IMCA Disciplinary Rules and Procedures; Part V IMCA Guidelines Regarding the Acceptance of Benefits from Third Parties
- Part I IMCA Code of Professional ResponsibilityPart II IMCA Standards of Practice; Standard 1: The IMCA Code of Professional Responsibility; Standard 2: Responsibilities to the Client; Standard 3: Responsibilities to the Public; Standard 4: Responsibilities to the Profession; Standard 5: Responsibilities to the Employer; Part III IMCA Performance Reporting Standards; Section 1: Introduction; Section 2: Manager Search and Analysis; Section 3: Reporting Performance Results to Clients; Section 4: Recommended Reporting and Disclosures; Part IV IMCA Disciplinary Rules and Procedures; Glossary
- Disciplinary Rules and ProceduresPart V IMCA Guidelines for Consultants Regarding the Acceptance of Benefits from Third Parties; In General; Definitions; Applicable Guidelines; 2 Regulatory Considerations; Direct Relationships; Indirect Relationships; Laws and Regulations; ERISA; Uniform Prudent Investor Act (UPIA); Uniform Management of Institutional Funds Act (UMIFA) and Uniform Prudent Management of Institutional Funds Act (UPMIFA); Federal Regulatory Agencies; SEC; Financial Industry Regulatory Authority (FINRA); State Agencies; 3 Statistics and Methods
- Part I Mathematics and Statistics for Financial Risk Management: Some Basic MathPart II Mathematics and Statistics for Financial Risk Management: Probabilities; Part III Mathematics and Statistics for Financial Risk Management: Basic Statistics; Part IV Mathematics and Statistics for Financial Risk Management: Distributions; Part V Mathematics and Statistics for Financial Risk Management: Hypothesis Testing and Confidence Intervals; Part VI Mathematics and Statistics for Financial Risk Management: Linear Regression Analysis
- Part VII Mathematics and Statistics for Financial Risk Management: Time Series ModelsPart I Some Basic Math; Compounding; Limited Liability; Graphing Log Returns; Continuously Compounded Returns; Discount Factors; Geometric Series; Part II Probabilities; Discrete Random Variables; Continuous Random Variables; Mutually Exclusive Events; Independent Events; Probability Matrices; Part III Basic Statistics; Averages; Expectations; Variance and Standard Deviation; Standardized Variables; Covariance; Correlation; Application: Portfolio Variance and Hedging; Moments; Skewness; Kurtosis