Strategies of banks and other financial institutions : theories and cases /
How and why do strategic perspectives of financial institutions differ by class and region? Strategies of Banks and Other Financial Institutions: Theories and Cases is an introduction to global financial institutions that presents both theoretical and actual aspects of markets and institutions. The...
Clasificación: | Libro Electrónico |
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Autor principal: | |
Formato: | Electrónico eBook |
Idioma: | Inglés |
Publicado: |
San Diego :
Academic Press,
©2014.
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Temas: | |
Acceso en línea: | Texto completo (Requiere registro previo con correo institucional) |
Tabla de Contenidos:
- Ch. 1 Strategies and Structures of Financial Institutions
- 1.1. Introduction
- 1.2. Banking Performance Trends
- 1.3. Strategic Trends
- 1.4. Reform Policy Trends
- 1.5. Technology Trends
- 1.5.1. The Growing Relevance of Digital Banking
- 1.5.2. Data Management at the Enterprise Level
- 1.5.3. Need for Scalable Architecture Framework for Digital Payments
- 1.5.4. Increasing Relevance of Virtual Currencies
- 1.6. Challenges of Global Financial Institutions
- 1.7. Changes in Control System
- 1.8. Banking Trends in Emerging Markets
- 1.9. The Financial Crisis of 2008
- 1.10. Impact of Financial Crisis on Banking System
- 1.11. Structures of Financial Institutions
- 1.11.1. Different Types of Financial Institutions
- 1.11.2. Banking Structures Based on Legal Frameworks
- 1.11.3. Different Types of Banking Models
- 1.11.4. Changing Financial Structures
- 1.12. Shadow Banking System
- 1.13. Consolidation in the Financial Services Industry.
- 1.14. Importance of Corporate Governance in Financial Institutions
- 1.15. Summary
- References
- ch. 2 Regulatory Environment of Financial Institutions
- 2.1. Introduction
- 2.2. Universal Functions of Regulatory Agencies
- 2.3. History of Regulatory Reforms
- 2.3.1. Interest Rate Controls
- 2.3.2. Investment Restrictions on Financial Institutions
- 2.3.3. Line of Business Restrictions and Regulations on Ownership Linkages Among Financial Institutions
- 2.3.4. Restrictions on Entry of Foreign Financial Institutions
- 2.3.5. Controls on International Capital Movements and Foreign Exchange Transactions
- 2.4. Institutional Structures of Regulations
- 2.5. Drivers of Regulatory Reforms
- 2.6. Benefits of Regulatory Reform
- 2.7. Role of State in Regulatory System
- 2.8. Financial Crisis: Poor Governance of Financial Regulation
- 2.9. Initiatives for Stability of the Financial System
- 2.10. Regulation of the Banking System.
- Ch. 3 Risks Inherent in Financial Institutions
- 3.1. Introduction
- 3.2. History of Risk Measurement
- 3.3. Services Provided by Financial Institutions
- 3.4. Major Steps in Risk Management of Financial Institutions
- 3.5. Generic Risks in Financial Institutions
- 3.6. Risk Mitigation Strategies
- 3.7. Risk Management Crisis: Lessons Learned
- 3.8. Risk Management in Banks
- 3.8.1. Risk Management Framework in Banks: Structure and System
- 3.8.2. Risk Management System
- 3.8.3. Different Types of Risks in Banks
- 3.9. Risks in Major Nonbanking Financial Institutions
- 3.9.1. Risk in Insurance
- 3.9.2. Risk in Pension Funds
- 3.9.3. Risk in Mutual Funds
- 3.10. Summary
- References
- ch. 4 Money Markets, Bond Markets, and Mortgage Markets
- 4.1. Introduction
- 4.2. Financial Market Instruments
- 4.2.1. Money Market Instruments
- 4.2.2. Capital Market Instruments
- 4.3. Mortgage Markets
- 4.3.1. Participants in the Mortgage Markets.
- 4.3.2. Types of Mortgages
- 4.3.3. Mortgage-Backed Securities
- 4.4. Summary
- References
- ch. 5 Stock Markets, Derivatives Markets, and Foreign Exchange Markets
- 5.1. Stock Markets and Instruments
- 5.1.1. Introduction
- 5.1.2. Stock Market Instruments and Characteristics
- 5.2. Derivatives Market and Instruments
- 5.2.1. Introduction
- 5.2.2. Classification of Derivatives
- 5.2.3. Users of Derivatives
- 5.2.4. Volume of Bank Exposure in Derivatives Trading
- 5.2.5. Major Derivatives Exchanges
- 5.2.6. Derivatives Instruments
- 5.2.7. Derivatives Risks in Banks
- 5.2.8. Functions of Financial Institutions in Derivatives Markets
- 5.3. Foreign Exchange Market and Instruments
- 5.3.1. International Monetary Systems
- 5.3.2. European Monetary System
- 5.3.3. Balance of Payment
- 5.3.4. Determinants of Exchange Rates
- 5.3.5. Foreign Exchange Market and Instruments
- 5.3.6. Types of Foreign Exchange Markets.
- 5.3.7. Market Trends in Foreign Exchange Markets
- 5.3.8. Foreign Exchange Risk Management '
- 5.3.9. Management of Transaction Exposure
- 5.3.10. Management of Operating Exposure
- 5.3.11. Management of Translation Exposure
- 5.3.12. Market Participants in the Foreign Exchange Market
- 5.4. Summary
- References
- ch. 6 Strategies of Depository Institutions
- 6.1.Commercial Banks and Thrift Institutions
- 6.1.1. Introduction: Commercial Banks
- 6.1.2. Thrift Institutions
- 6.2. Summary
- References
- ch. 7 Investment Banks and Finance Companies
- 7.1. Introduction to Investment Banking
- 7.1.1. Functions of Investment Banking
- 7.1.2. Structure of Investment Banks
- 7.1.3. Activities of Investment Banking
- 7.1.4. Investment Bank Participation in Financial Markets
- 7.1.5. Regulation of Securities Industry
- 7.1.6. Risk in Investment Banking
- 7.1.7. Challenges for Investment Banks
- 7.1.8. Global Investment Banking Statistics.
- 7.1.9. Role of Investment Banks in the Global Economic Crisis
- 7.2. Finance Companies
- 7.2.1. Types of Finance Companies
- 7.2.2. Assets and Liabilities of Finance Companies
- 7.2.3. Risk of Finance Companies
- 7.3. Summary
- References
- ch. 8 Mutual Funds, Insurance, and Pension Funds
- 8.1. Mutual Funds
- 8.1.1. Introduction
- 8.1.2.Organization of Mutual Funds
- 8.1.3. Stakeholders of Mutual Funds
- 8.1.4. Key Features of Mutual Funds
- 8.1.5. Classification of Mutual Funds
- 8.1.6. Sources of Revenue for Investors in a Mutual Fund
- 8.1.7. Mutual Fund Expenses and Load Fees
- 8.1.8. Regulation of Mutual funds
- 8.1.9. Categories of Mutual Funds
- 8.1.10. Other Types of Funds
- 8.1.11. Mutual Fund Industry Trends
- 8.1.12. Challenges Faced by the Mutual Fund Industry
- 8.1.13. Participation of Mutual Funds in Financial Markets
- 8.2. Insurance
- 8.2.1. Introduction
- 8.2.2. Major Types of Insurance
- 8.2.3. Underwriting Cycle.
- 8.2.4. Insurance Pricing
- 8.2.5. Distribution Channels
- 8.2.6. Regulation
- 8.2.7. Risk Management in Insurance
- 8.3. Pension Funds
- 8.3.1. Introduction
- 8.3.2. Types of Pension Plans
- 8.3.3. Pension Fund Classification
- 8.3.4. Types of Private Pension Funds
- 8.3.5. Key Features of Pension Funds
- 8.3.6. Challenges Faced by the Global Pension Fund Industry
- 8.3.7. Risk in Pension Funds
- 8.3.8. Governance Structure of Pension Funds
- 8.3.9. Participation of Pension Funds in Financial Markets
- 8.3.10. Regulation of Pension Funds
- 8.3.11. Global Pension Fund Trends
- 8.4. Summary
- References
- ch. 9 Private Equity and Hedge Funds
- 9.1. Private Equity
- 9.1.1. Introduction
- 9.1.2. Strategies of Private Equity Firms
- 9.1.3.Organization Structure of Private Equity Funds
- 9.1.4. Types of Private Equity Funds
- 9.1.5. Determinants of Private Equity
- 9.1.6. Private Equity Market Trends
- 9.1.7. Regulation
- 9.1.8. Challenges.
- 9.2. Hedge Funds
- 9.2.1. Introduction
- 9.2.2. Market Trends
- 9.2.3. Structure of Hedge Funds
- 9.2.4. Difference between Mutual Funds and Hedge Funds
- 9.2.5. Regulation
- 9.2.6. Hedge Fund Strategies
- 9.2.7. Challenges
- 9.3. Summary
- References
- ch. 10 Islamic Influence
- 10.1. Introduction
- 10.2. Features of Islamic Finance
- 10.3. Relevance of Islamic Finance in Global Economy
- 10.4. Challenges
- 10.5. Regulation
- 10.6. Financing Methods in Islamic Finance
- 10.6.1. Fixed Claim Instruments
- 10.6.2. Equity-like Instruments
- 10.6.3. Investment Funds
- 10.7. Models used in Islamic Banks
- 10.8. Risk in Islamic
- 10.8.1. Different Types of Risk in Islamic Finance
- 10.8.2. Risk Management in Islamic Financial Institutions
- 10.9. Takaful
- 10.9.1. Working of General Takaful
- 10.9.2. Difference between Conventional Insurance and Takaful
- 10.9.3. Models of Takaful
- 10.9.4. Other Models
- 10.10. Summary
- References.
- Ch. 11 Consolidations in Financial Institutions and Markets
- 11.1. Introduction
- 11.2. Megamergers and Acquisitions in the Banking and Other Finance Sectors
- 11.3. Consolidation in the Insurance Sector
- 11.4. Stock Market Mergers
- 11.5. Summary
- References
- Cases on Universal Banking
- 1.1. Bank of America
- 1.1.1. Major Divisions
- 1.1.2. Assets and Liabilities for Bank of America
- 1.1.3. Strategy of Bank of America
- 1.1.4. Corporate Social Responsibility Activities
- 1.1.5. Growth through Mergers and Acquisitions
- 1.1.6. Risk Management at Bank of America
- 1.2. JPMorgan Chase and Company
- 1.2.1. Business Divisions
- 1.2.2. Corporate Social Responsibility Activities
- 1.2.3. Capital Strategy
- 1.2.4. Acquisitions by JPMorgan Chase Bank
- 1.2.5. Risk Management at JPMorgan Chase
- 1.3. Citigroup
- 1.3.1. Major Achievements and Milestones
- 1.3.2. Structure of Citigroup
- 1.3.3. Assets and Liabilities of Citigroup
- 1.3.4. Strategy.
- 1.3.5. Corporate Social Responsibility Activities
- 1.3.6. Risk Management
- 1.4. Barclays
- 1.4.1. Business Structure
- 1.4.2. Strategy
- 1.4.3. Corporate Social Responsibility Activities
- 1.4.4. Risk Management at Barclays
- 1.5. BNP Paribas
- 1.5.1. Core Business Divisions
- 1.5.2. Corporate Social Responsibility Activities
- 1.5.3. Strategy
- 1.5.4. Risk Management at BNP Paribas
- 1.6. Crédit Agricole Group
- 1.6.1. Structure of Crédit Agricole Group
- 1.6.2. Corporate Social Responsibility Activities
- 1.6.3. Strategy
- 1.6.4. Risk Management at Credit Agricole
- 1.7. HSBC
- 1.7.1. Business Divisions of HSBC
- 1.7.2. Strategy
- 1.7.3. Risk Management at HSBC
- 1.8. Industrial and Commercial Bank of China
- 1.8.1. Business Segments
- 1.8.2. Strategy
- 1.8.3. Corporate Social Responsibility Activities
- 1.8.4. Risk Management
- 1.8.5. Capital Management
- 1.9. Deutsche Bank
- 1.9.1. Business Divisions
- 1.9.2. Strategy.
- 1.9.3. Corporate Social Responsibility Activities
- 1.9.4. Risk Management at Deutsche Bank
- Cases on Mortgage Institutions and Credit Unions
- 2.1. Mortgage Institutions
- 2.1.1. Fannie Mae
- 2.1.2. Freddie Mac
- 2.1.3. Ginnie Mae
- 2.2. Thrift Institutions Credit Unions
- 2.2.1. Navy Federal Credit Union
- 2.2.2. State Employees' Credit Union
- 2.2.3. Pentagon Federal Credit Union
- Cases on Investment Banks
- 3.1. Investment Banks
- 3.1.1. Credit Suisse
- 3.1.2. Business Divisions
- 3.1.3. Product and Services
- 3.1.4. Strategy
- 3.1.5. Risk Management
- 3.1.6. Corporate Social Responsibility Activities
- 3.2. Goldman Sachs Group
- 3.2.1. Major Divisions
- 3.2.2. Strategy
- 3.2.3. Corporate Social Responsibility Activities
- 3.2.4. Funding Sources
- 3.2.5. Capital Management
- 3.2.6. Risk Management
- 3.3. Morgan Stanley
- 3.3.1. Business Segments
- 3.3.2. Strategy
- 3.3.3. Funding Management
- 3.3.4. Capital Management.
- 3.3.5. Risk Management
- 3.3.6. Corporate Social Responsibility Activities
- 3.4. UBS Group
- 3.4.1. Business Divisions
- 3.4.2. Strategy of UBS Group
- 3.4.3. Risk Management
- 3.4.4. Corporate Social Responsibility Activities
- Cases on Investment Management Companies
- 4.1. Introduction
- 4.2. The Vanguard Group
- 4.2.1. Different Classes of Mutual Funds
- 4.3. American Funds
- 4.3.1. Different Funds
- 4.4. Fidelity Funds
- 4.4.1. Businesses
- 4.4.2. Investment Products
- 4.4.3. Fidelity Advisory Funds
- 4.5.T. Rowe Price
- 4.5.1. Business Activities
- 4.6. PIMCO
- 4.6.1. Investment Strategies
- 4.6.2. Mutual Funds
- 4.6.3. Featured Funds
- 4.6.4. Exchange-Traded Funds
- 4.6.5. Managed Accounts
- 4.7. Franklin Templeton
- 4.7.1. Types of Investment Management and Related Services
- 4.7.2. Investment Products
- 4.7.3. Types of Risks
- 4.8. BlackRock
- 4.8.1. Strategy
- 4.8.2. Products and Services
- Cases on Insurance Companies.
- 5.1. Trends in the Insurance Industry
- 5.1.1. Specific Risks in Insurance
- 5.2. Japan Post Insurance Co.
- 5.3. Berkshire Hathaway
- 5.3.1. Insurance
- 5.3.2. Government Employees Insurance Company
- 5.3.3. General Reinsurance Corporation
- 5.3.4. BHRG and BHPG
- 5.4. AXA S.A
- 5.4.1. Regulatory Requirements
- 5.4.2. Divisions
- 5.4.3. Risk Management
- 5.5. Allianz
- 5.5.1. Products and Solutions
- 5.5.2. Risk Management
- 5.5.3. Corporate Social Responsibility Activities
- 5.6. Generali Group
- 5.6.1. Strategy for Growth
- 5.6.2. Product and Services
- 5.7. Nippon Life Insurance
- 5.7.1. Business Structure
- 5.7.2. Products and Services
- 5.8. Munich Reinsurance
- 5.8.1. Business Divisions
- 5.8.2. Strategy
- 5.8.3. Risk Management
- 5.9. American International Group
- 5.9.1. MG Property Casualty
- 5.9.2. MG Life and Retirement
- 5.9.3. Other Operations
- 5.9.4. Strategy
- 5.9.5. Risk Management
- 5.9.6. Corporate Social Responsibility Activities.
- 5.10. MetLife
- 5.10.1. Strategy
- 5.11. China Life Insurance Group
- 5.12. MA Group
- 5.13. ING
- 5.14. Zurich Insurance Group
- Cases on Pension Funds
- 6.1. Pension Fund Trends
- 6.2. Sovereign Pension Funds
- 6.2.1. Government Pension Investment Fund Japan
- 6.2.2. Government Pension Fund Norway
- 6.2.3. ABP Netherlands
- 6.2.4. National Pension Service of Korea
- 6.2.5. Central Provident Fund Singapore
- 6.2.6. Canada Pension Plan
- 6.2.7. Employees Provident Fund Malaysia
- 6.2.8. National Social Security Fund China
- 6.2.9. Federal Retirement Thrift US
- 6.2.10. California Public Employees Retirement System
- 6.3. Corporate Pension Funds
- 6.3.1. General Motors Pension Plan
- 6.3.2. IBM Pension
- 6.3.3. Boeing Company Employee Retirement Plan
- 6.3.4. AT & T Pension Plans
- 6.3.5. BT Pension Scheme
- 6.3.6. General Electric Pension Plans
- Cases on Private Equity Firms
- 7.1. Kohlberg Kravis and Roberts
- 7.1.1. Business Review.
- 7.1.2. Client and Partner Group
- 7.1.3. Strategy
- 7.1.4. Risk in Business
- 7.2. Blackstone Group
- 7.2.1. Businesses of Blackstone
- 7.3. Bain Capital
- 7.3.1. Bain Capital Private Equity
- 7.3.2. Brookside Capital
- 7.3.3. Sankaty Advisors
- 7.3.4. Bain Capital Ventures
- 7.3.5. Absolute Return Capital
- 7.4. Carlyle Group
- 7.4.1. Business Segments
- 7.5. TPG Capital
- 7.5.1. Investment Platforms
- Cases on Hedge Funds
- 8.1. Bridgewater Associates
- 8.2. Adage Capital Management
- 8.3. York Capital Management
- 8.4. Graham Capital Management
- 8.5. Pershing Square Capital Management
- 8.6. Man Group
- 8.7. Brevan Howard Asset Management
- 8.8. Och-Ziff Capital Management Group
- Cases on Islamic Banks
- 9.1. Saudi Al Rajhi Bank
- 9.2. Kuwait Finance House
- 9.2.1. Risk Management
- 9.3. Dubai Islamic Bank
- 9.3.1. Risk Management
- 9.4. Abu Dhabi Islamic Bank
- 9.5. Al Baraka Islamic Bank
- 9.6. Qatar Islamic Bank.