Mastering anti-money laundering and counter-terrorist financing : a compliance guide for practitioners /

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This book offers best practice advice on how to meet anti-money laundering (AML) regulations and will help you put together an effective framework to meet your legal obligations. It includes a comprehensive selection of example documents, checklists and an unrivalled collection of training material...

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Detalles Bibliográficos
Clasificación:Libro Electrónico
Autor principal: Parkman, Tim
Formato: Electrónico eBook
Idioma:Inglés
Publicado: Harlow, England ; New York : Pearson, 2012.
Colección:FT mastering series.
Temas:
Money laundering.
Terrorism > Finance > Prevention.
Blanchiment de l'argent.
LAW > Criminal Law > General.
Money laundering
Terrorism > Finance > Prevention
Acceso en línea:Texto completo (Requiere registro previo con correo institucional)
Tabla de Contenidos:
  • Cover
  • Mastering Anti-Money Laundering and Counter-Terrorist Financing
  • Contents
  • Author's acknowledgements
  • Publisher's acknowledgements
  • How to use this book
  • Introduction
  • Fundamental Concepts
  • Background and definitions
  • Key processes in money laundering and terrorist financing
  • Money laundering
  • Terrorist financing
  • Further differences between terrorist financing and classical money laundering
  • Suspicion recognition
  • The International AML and CFT Framework
  • Key components of the international institutional and legal framework
  • A developing framework to combat tax evasion
  • A developing framework to combat proliferation financing
  • The Financial Action Task Force (FATF)
  • FATF regional style bodies and associate members
  • Other relevant international bodies
  • Key requirements for financial institutions
  • Key components of a national AML/CFT framework
  • The Role, Structure and Positioning of the AML/CFT Compliance Function
  • Structure and culture
  • AML/CFT best practice
  • Best practice in higher-risk products and services
  • IT systems
  • Training and communication
  • A 'pro-business' approach
  • Management of internal suspicion reporting
  • KYC and the Risk-Based Approach
  • Background to the Risk-Based Approach
  • Components of the Risk-Based Approach
  • Mitigating controls
  • Regulatory environment
  • Special categories: PEPs
  • Constructing a Risk-Based Approach for your organisation
  • The core components of CDD
  • CDD processes and tools
  • Example risk assessment frameworks
  • Constructing a CDD framework for financial institutions
  • Constructing a CDD framework for retail/consumer banking business
  • Constructing a CDD framework for private banking
  • Reputational Risk
  • Managing reputational risk
  • When banks go wrong: cases of punishment and penalties
  • Managing reputational risk: the experience of the Mulltilateral Development Banks MDBs
  • The integrity 'red flags' checklist and the due diligence investigation tools
  • Practical application
  • Suspicion Recognition
  • Background and general principles
  • Money laundering typologies
  • Terrorist financing typologies
  • Account analysis examples
  • 'Accumulation of evidence' cases
  • International Cooperation
  • Background
  • Modern structures of organised crime and terrorism
  • Mechanisms and tools of international cooperation
  • International cooperative bodies
  • Modern Money Laundering and Terrorist Financing: Two Case Studies
  • Introduction
  • Smoke and Mirrors: AlnaBank and the Messengers of God
  • Too Good to be True: AlnaBank and the laundering of the Kransky millions
  • Index

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