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Over-the-counter derivatives regulation in Hong Kong and Singapore /
In this work, Christopher Chen examines and compares the regulation of over-the-counter derivatives in Hong Kong and Singapore, the two largest international financial centres in Asia Pacific. Chen analyses current or proposed regulations on trade reporting, centralised clearing and mandatory exchan...
| Clasificación: | Libro Electrónico |
|---|---|
| Autor principal: | |
| Formato: | Electrónico eBook |
| Idioma: | Inglés |
| Publicado: |
Leiden :
Brill,
[2017]
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| Temas: | |
| Acceso en línea: | Texto completo |
Tabla de Contenidos:
- Intro; Contents; List of Acronyms; Over-the-Counter Derivatives Regulation in Hong Kong and Singapore; Abstract; Keywords; Introduction; 1 Transnational OTC Derivatives Regulations; 1.1 Regulatory Background; 1.2 The Adoption of ISDA Master Agreement in the Practice; 2 Regulatory Scope: General Definition of Derivatives; 2.1 Singapore; 2.2 Hong Kong; 2.3 Summary; 3 The Reporting Mandate; 3.1 General Introduction; 3.2 Legal Mandate and Jurisdiction Scope; 3.3 Who-Reporting Parties; 3.3.1 Singapore; 3.3.2 Hong Kong; 3.3.3 Comparison; 3.4 What-Reportable Transactions; 3.5 Compliance Issues
- 3.5.1 Timing and Back-loading3.5.2 How to Report: Single-sided or Dual Reporting; 3.5.3 Information to be Reported; 3.5.4 Report to Whom and Substituted Compliance; 4 Clearing Mandate; 4.1 General Introduction; 4.2 Legal Mandate and Jurisdiction Scope; 4.3 Who-Clearing Parties and Clearing Threshold; 4.4 Transactions Subject to the Clearing Obligation and Exempted Transactions; 4.4.1 General; 4.4.2 Hedging or End-user Exemption; 4.4.3 Intragroup or Affiliate Exemptions; 4.4.4 Other Exemptions; 4.5 Some Compliance Issues; 4.5.1 Timing and Back-loading; 4.5.2 Substituted Compliance
- 4.5.3 Documentation Issues5 The Trading Mandate; 6 Convergence, Divergence or a Room for Arbitrage? An Evaluation of Positions in Hong Kong and Singapore; 7 Conclusions; Bibliography