Stricto sensu : investor protection under MiFID II : a systematic overview of Articles 24-30 /

This study analyses Articles 24-30 of Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 ""on markets in financial instruments"" (MiFID II), which govern, as of January 2018, the most important aspects of investor protection of clients to whom credi...

Descripción completa

Detalles Bibliográficos
Clasificación:Libro Electrónico
Autor principal: Gortsos, Christos V. (Autor)
Formato: Electrónico eBook
Idioma:Inglés
Publicado: Newcastle upon Tyne, UK : Cambridge Scholars Publishing, 2018.
Temas:
European Parliament. > Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments.
European Parliament. > Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments.
Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments (European Parliament)
Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments (European Parliament)
Investments > Law and legislation > European Union countries.
Securities > European Union countries.
Parliamentary & legislative practice.
Financial services law & regulation.
Investment & securities.
LAW > Administrative Law & Regulatory Practice.
Investments > Law and legislation
Securities
European Union countries
Acceso en línea:Texto completo
Tabla de Contenidos:
  • Intro; Table of Contents; Analytical Table of Contents; List of Tables; Introduction; Chapter One; A. Primary source; B. Relevant horizontal provisions of MiFID II; Chapter Two; A. General principles; B. In particular: information to clients; Chapter Three; A. Assessment of suitability of persons employed by institutions; B. Assessment of suitability and appropriateness of investment services and financial instruments provided to clients; C. Reporting to clients; Chapter Four; A. Obligation to execute orders on terms most favourable to the client; B. Client order handling rules; Chapter Five

Ejemplares similares