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New Zealand: Financial Sector Assessment Program : Technical Note-Fund Management-Regulation, Supervision, and Systemic Risk Monitoring.
The capital market regulatory framework in New Zealand has gone through a major overhaul since the last FSAP in 2004. Many capital market players were not licensed or supervised at the time, including asset managers. A major regulatory reform established the FMA as the conduct regulator of the finan...
| Clasificación: | Libro Electrónico |
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| Formato: | Electrónico eBook |
| Idioma: | Inglés |
| Publicado: |
Washington, D.C. :
International Monetary Fund,
2017.
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| Colección: | IMF country report ;
no. 17/117. |
| Temas: | |
| Acceso en línea: | Texto completo |
| Sumario: | The capital market regulatory framework in New Zealand has gone through a major overhaul since the last FSAP in 2004. Many capital market players were not licensed or supervised at the time, including asset managers. A major regulatory reform established the FMA as the conduct regulator of the financial sector and determined a licensing regime for managers of Managed Investment Schemes (MIS) - known more commonly as collective investment schemes (CIS) elsewhere. Retail offers of MIS are also regulated now and subject to governance, disclosure and eligibility requirements. |
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| Descripción Física: | 1 online resource (36 pages) |
| ISBN: | 9781484300152 1484300157 1475599854 9781475599855 |