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Financial market utilities and key financial market infrastructure elements /
| Clasificación: | Libro Electrónico |
|---|---|
| Otros Autores: | |
| Formato: | Electrónico eBook |
| Idioma: | Inglés |
| Publicado: |
New York :
Nova Science Publishers, Inc.,
[2013]
|
| Colección: | Financial institutions and services
|
| Temas: | |
| Acceso en línea: | Texto completo |
Tabla de Contenidos:
- FINANCIAL MARKET UTILITIES AND KEY FINANCIAL MARKET INFRASTRUCTURE ELEMENTS ; FINANCIAL MARKET UTILITIES AND KEY FINANCIAL MARKET INFRASTRUCTURE ELEMENTS ; CONTENTS ; PREFACE ; Chapter 1 SUPERVISION OF U.S. PAYMENT, CLEARING, AND SETTLEMENT SYSTEMS: DESIGNATION OF FINANCIAL MARKET UTILITIES (FMUS)∗; SUMMARY ; INTRODUCTION ; MAJOR PAYMENT, CLEARING, AND SETTLEMENT SYSTEMS IN THE UNITED STATES ; FMUs Designated by the FSOC ; Systems Operated by the Federal Reserve ; OTHER SYSTEMS OPERATED BY THE PRIVATE SECTOR ; BASICS OF PAYMENT, CLEARING, AND SETTLEMENT ; Payment Systems
- Clearing Systems Settlement Systems ; RISKS OF PAYMENT, CLEARING, AND SETTLEMENT SYSTEMS AND ACTIVITIES ; Systemic Risk ; Other Risks ; REGULATORY OVERSIGHT PRIOR TO TITLE VIII ; Recommendations to Strengthen Oversight ; Pre-Dodd-Frank Oversight ; Supervisory Policies ; International Regulatory Standards ; TITLE VIII OF THE DODD-FRANK ACT ; Exclusions ; FSOC Determines Systemic Importance ; Risk Management Standards ; Federal Reserve Services for Systemically Important Financial Market Utilities ; Examination and Enforcement ; Regulatory Coordination ; TITLE VIII IMPLEMENTATION
- Financial Stability Oversight Council Federal Reserve ; CFTC and SEC ; Impact on Payment, Clearing, and Settlement Systems and Activities; LIST OF ACRONYMS OF SELECTED TERMS ; APPENDIX. SELECTED PAYMENT, CLEARING, AND SETTLEMENT SYSTEMS IN THE UNITED STATES ; End Notes ; Chapter 2 FINANCIAL MARKET UTILITIES: A RULE BY THE FEDERAL RESERVE SYSTEM∗ ; SUMMARY ; DATES ; I. BACKGROUND; II. SUMMARY OF PUBLIC COMMENTS AND ANALYSIS ; A. Risk-Management Standards ; 1. International Standards ; 2. Applicability of Standards to Retail Payment Systems ; 3. Scope of Risk-Management Standards
- 4. Independent Model Validation 5. Financial Resource Coverage; 6. Legal Certainty of Netting Arrangements ; 7. Costs of Risk-Management Standards to Participants ; B. Advance Notice of Material Changes ; 1. Materiality Threshold ; 2. Expedited Review ; 3. Advance Notice by Rule-Setting Bodies ; 4. Emergency Changes ; 5. Advance Notice and Competitive Issues ; III. ADMINISTRATIVE LAW MATTERS ; A. Regulatory Flexibility Act Analysis ; B. Competitive Impact Analysis ; C. Paperwork Reduction Act Analysis ; LIST OF SUBJECTS IN 12 CFR PART 234 ; AUTHORITY AND ISSUANCE
- PART 234-DESIGNATED FINANCIAL MARKET UTILITIES (REGULATION HH) Authority: ; 234.1 Authority, Purpose and Scope; 234.2 Definitions ; 234.3 Standards for Payment Systems ; 234.4 Standards for Central Securities Depositories and Central Counterparties ; 234.5 Changes to Rules, Procedures, or Operations ; End Notes ; Chapter 3 THE DODD-FRANK WALL STREET REFORM AND CONSUMER PROTECTION ACT: TITLE VII, DERIVATIVES∗ ; SUMMARY ; INTRODUCTION ; BACKGROUND ; Pre-Dodd-Frank Act Market Structure and Regulation ; Market Structure for Cleared and Exchange-Traded Derivatives