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Dodd-Frank Wall Street Reform and Consumer Protection Act : purpose, critique, implementation status and policy issues /
In this volume, what are thought to be some of the more important aspects of the Dodd-Frank Act are discussed from a number of perspectives, including that of industry scholars who have been actively involved in evaluating financial regulation, regulators who are responsible for implementing the ref...
| Clasificación: | Libro Electrónico |
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| Otros Autores: | , |
| Formato: | Electrónico eBook |
| Idioma: | Inglés |
| Publicado: |
Singapore :
World Scientific Publishing Company,
©2014.
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| Colección: | World Scientific--Now Publishers series in business.
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| Temas: | |
| Acceso en línea: | Texto completo |
Tabla de Contenidos:
- Dedications; Preface; Contents; PART I Introduction and Summary of The Act; Chapter 1 The Dodd-Frank Act: An Overview; Background; Financial stability; Orderly liquidation authority; Limits on proprietary and speculative trading: The "Volcker Rule"; OTC derivative markets; Consumer Financial Protection; Conclusion; References; PART II Critical Assessment of the Act; Chapter 2 Regulating Wall Street: The Dodd-Frank Act; Systemic risk; Resolving LCFIs; Shadow banks and regulation by form, not function; References; PART III Financial Stability via Regulation.
- Chapter 3 Financial Stability RegulationDodd-Frank as a statutory framework for financial stability regulation; Evaluating financial stability concerns associated with large institutions; Systemic risk capital surcharges; Financial stability analysis in merger applications; Financial stability and the shadow banking system; Conclusion; Chapter 4 Implementing Dodd-Frank: Identifying and Mitigating Systemic Risk; Work of the Financial Stability Oversight Council; Macroprudential regulatory policy; Prudential standards for large bank holding companies and nonbanks.
- Resolvability of financial firmsFinancial stability efforts here and abroad; Chapter 5 Implementing the Dodd-Frank Act: Progress to Date and Recommendations for the Future; Sequencing and implementation; CFTC-SEC roundtables; Regulating the swaps markets; Swap dealer and end-user definitions; Capital and margin; Swap execution facilities; Technology; Anniversary of the Flash Crash; CFTC's own technological divide; Technology Advisory Committee; Sound and fury signifying nothing?; Chapter 6 Dodd-Frank Act Implementation: Well Into It and No Further Ahead; Secretary Geithner's six principles.
- First principle: SpeedSecond principle: Transparency and consultation; Third principle: Avoiding layering of new rules on top of old ones; Fourth principle: Innovation; Fifth principle: Level playing field; Sixth principle: Coordination and cost-benefi t analysis; Failing to follow the Geithner principles; PART IV Financial Stability via Efficient Failure Resolution; Chapter 7 We Must Resolve to End Too-Big-To-Fail; Balancing the government's role; The roots of the problem; Competitive implications of TBTF; The new SIFI resolution framework.
- Doubts and misconceptions about the new resolution frameworkResolution plans must be credible and actionable; What you can do to shape the outcome; Conclusion; Chapter 8 The Orderly Liquidation of Lehman Brothers Holdings Inc. Under the Dodd-Frank Act; Introduction; The events leading to the Lehman bankruptcy; Background; Chapter 11 filing; The resolution and receivership process for failed banks; Resolution process; The orderly liquidation of covered financial companies; Introduction; Appointment; Special powers under Title II; Transfer of qualifi ed financial contracts; Funding.