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101 ways to score higher on your series 7 exam : what you need to know explained simply /
It has been estimated that one half of all people taking the Series 7 exam will sit for the test a second time. Taking and passing the Series 7 exam gives you the necessary qualifications to make trades with corporate securities, commodities, and futures. Some people say that this exam is the hardes...
| Clasificación: | Libro Electrónico |
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| Autor principal: | |
| Formato: | Electrónico eBook |
| Idioma: | Inglés |
| Publicado: |
Ocala, Fla. :
Atlantic Pub. Group,
[2010]
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| Temas: | |
| Acceso en línea: | Texto completo |
Tabla de Contenidos:
- Dedication; Table of Contents; Introduction; How to Use This Book in Your Studies; Purpose of the Series 7 Exam; Exam Requirements: Sponsorship and Scheduling; Checklist; Chapter 1: STUDYING AND TESTING STRATEGIES; What Kind of Student Are You?; Studying Techniques; Breaking It Down; Time Management; Quick Studying Tips; What to Expect on Testing Day; Checklist; Chapter 2: EQUITY SECURITIES; Equity Basics; Common Stock; Preferred Stock; Other Equity Securities; Stocks and Your Client; Checklist; Chapter 3: DEBT INSTRUMENTS; Corporate Bonds; Government Bonds; U.S. Government Agency Securities.
- Government-Backed Money-Market InstrumentsOther Money-Market Instruments; Bonds and Your Client; Checklist; Sample Questions; Chapter 4: MUNICIPAL SECURITIES; Municipal Securities: Types and Definitions; Issuing Process of Municipal Securities; Municipal Bonds and Your Client; Checklist; Sample Questions; Chapter 5: PACKAGED SECURITIES; Management Investment Companies; Unit Investment Trusts (UITs); Face Amount Certificates; Annuity Contracts; Real Estate Investment Trusts (REITs); Packaged Securities and Your Client; Checklist; Sample Questions.
- Chapter 6: DIRECT PARTICIPATION PROGRAMS (DPPs)Basic Characteristics; Oil and Gas Programs; Real Estate Programs; Equipment Leasing Programs; DPPs and Your Client; Checklist; Sample Questions; Chapter 7: DERIVATIVES; Basic Functions; Trading Procedures and Officials; Call and Put Options; Calculating Breakeven, Maximum Loss, and Maximum Gain; Options Strategies; Option Types; Options and Your Client; Checklist; Sample Questions; Chapter 8: INVESTMENT INFORMATION: TAXATION; How Taxes Affect Different Investments; Retirement Plans; Gifts and Estate Taxes; Taxation and Your Client; Checklist.
- Sample QuestionsChapter 9: EXPLAINING SECURITY MARKETS AND FUNCTIONS; Self-Regulatory Organizations (SROs); Working in the Primary Marketplace; The Secondary Marketplace; Over-the-Counter (OTC) Market Orders; Placing Orders; Securities Markets and Your Client; Checklist; Sample Questions; Chapter 10: ECONOMICS, SECURITIES, AND THE BUSINESS CYCLE; Economic Theories; Business Cycle; The Federal Reserve; International Markets; Economics and Your Client; Checklist; Sample Questions; Chapter 11: ANALYZING SECURITIES; Fundamental Securities Analysis; Technical Securities Analysis; Portfolio Theory.
- Securities Analysis and Your ClientChecklist; Sample Questions; Chapter 12: EVALUATING YOUR CUSTOMER'S FINANCIAL NEEDS; What You Need to Create a Customer Profile; Portfolio Allocation; Investment Strategies; Identifying Risk; Portfolio Analysis and Your Client; Checklist; Sample Questions; Chapter 13: TRANSACTIONS AND ACCOUNT MANAGEMENT; Opening Accounts; Orders and Confirmations; Account Management; Rules of Conduct Regarding Accounts; Account Management and Your Client; Checklist; Sample Questions; Chapter 14: SPECIAL CUSTOMER ACCOUNTS: MARGIN; The Basics: Long and Short Accounts.