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00000cam a22000001i 4500 |
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EBSCO_ocn777548933 |
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OCoLC |
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20231017213018.0 |
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m o d |
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cr ||||||||||| |
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100331s2010 nyua o 001 0 eng |
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|a 2019713844
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|a DLC
|b eng
|e rda
|c DLC
|d YDXCP
|d E7B
|d NLGGC
|d EBLCP
|d CNNOR
|d OCLCF
|d VNS
|d VTS
|d AGLDB
|d STF
|d WYU
|d G3B
|d A6Q
|d DKC
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|d N$T
|d OCLCO
|d OCLCQ
|d OCLCO
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| 019 |
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|a 923657744
|a 1053885622
|a 1066680627
|a 1083555259
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| 020 |
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|a 9781614702009
|q ebook
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|a 1614702004
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|z 9781616681654
|q handbook
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|z 1616681659
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1 |
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|a DEBSZ
|b 421489308
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|a (OCoLC)777548933
|z (OCoLC)923657744
|z (OCoLC)1053885622
|z (OCoLC)1066680627
|z (OCoLC)1083555259
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| 043 |
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|a n-us---
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|a HV6692.M33
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| 072 |
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7 |
|a TRU
|x 004000
|2 bisacsh
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| 082 |
0 |
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|a 364.16/3092
|2 22
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| 049 |
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|a UAMI
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| 245 |
0 |
0 |
|a Madoff Ponzi scheme :
|b SEC failure and why /
|c Russell B. Turner, editor.
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| 264 |
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1 |
|a New York :
|b Nova Science Publishers,
|c [2010]
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| 300 |
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|a 1 online resource.
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| 336 |
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|a text
|b txt
|2 rdacontent
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| 337 |
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|a computer
|b c
|2 rdamedia
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| 338 |
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|a online resource
|b cr
|2 rdacarrier
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| 490 |
1 |
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|a Financial institutions and services
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| 500 |
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|a Includes index.
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| 588 |
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|a Description based on print version record.
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| 505 |
0 |
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|a MADOFF PONZI SCHEME:SEC FAILURE AND WHY -- MADOFF PONZI SCHEME:SEC FAILURE AND WHY -- CONTENTS -- PREFACE -- OPENING STATEMENT OF SENATOR RICHARD C. SHELBY, HEARING ON SEC INSPECTOR GENERAL'SREPORT ON MADOFF FRAUD -- INVESTIGATION OF FAILURE OF THE SECTO UNCOVER BERNARD MADOFF'S PONZI SCHEMEâ?? -- EXECUTIVE SUMMARY -- End Notes -- TESTIMONY OF HARRY MARKOPOLOS, CFA, CFE, BEFORE THE U.S. HOUSE OF REPRESENTATIVESCOMMITTEE ON FINANCIAL SERVICES -- INTRODUCTION -- PART I. MY CONTACTS WITH THE SEC FROM 2000 â€? 2008 -- Late 1999 â€? 2000 -- 2001 -- 2002 -- 2003 -2004
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| 505 |
8 |
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|a 20052006 -- 2007 -- 2008 -- Concluding Thoughts -- TIMELINE -SEE CHART -- PART II. REBUILDING THE SEC -- The Current Situation is Dire but Fixable: there is no where to go but up! -- The SEC is a Failed Regulator: But it Can�t Remain One -- Rebuilding the SEC: -- Dramatically Upgrading SEC Employee Qualifications & EducationalBudgets: -- Dramatically Upgrading SEC Employee Qualifications & EducationalBudgets: -- The SEC Needs to Adopt Industry Compensation Guidelines in Order toCompete
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|a Raise the Enforcement Bar to Incorporate Good Ethics into the SEC�sMission Focus:Revamping the Examination Process: -- An Alternative Course of Action: Disbanding the SEC -- An Alternative Course of Action: Assigning the NYAG & MSD to EnforceLarge, Industry-Wide Cases and let the SEC Conduct the Routine, Paperwork Inspections -- Recommendations for the New SEC Chair -- TESTIMONY CONCERNING THE SEC�S FAILURETO IDENTIFY THE BERNARD L. MADOFF PONZISCHEME AND HOW TO IMPROVESEC PERFORMANCE -- I. INTRODUCTION -- II. CURRENT INITIATIVES -- The Enforcement Division
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| 505 |
8 |
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|a Office of Compliance Inspections and ExaminationsA. Expertise, Experience and Supervision -- The Enforcement Division -- The Office of Compliance Inspections and Examinations -- Agency-wide -- B. Communication and Coordination -- Office of Compliance Inspections and Examinations -- The Enforcement Division -- C. Examination and Investigative Planning and Follow-Through -- Office of Compliance Inspections and Examinations -- The Enforcement Division -- D. Resources -- The Enforcement Division -- Office of Compliance Inspections and Examinations
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| 505 |
8 |
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|a E. Additional Initiatives to Protect InvestorsIII. RECENT ENFORCEMENT EFFORTS -- IV. CONCLUSION -- End Notes -- WRITTEN TESTIMONY OF H. DAVID KOTZINSPECTOR GENERALOF THE SECURITIES AND EXCHANGE COMMISSION, BEFORE THE U.S. SENATE COMMITTEE ON BANKING, HOUSING AND URBAN AFFAIRS -- INTRODUCTION -- Request to Undertake Madoff Investigation -- Commencement of Our Madoff Investigation -- Retention of Experts -- Testimony and Interviews Conducted in the Madoff Investigation -- The OIG�s Investigative Team -- Issuance of Comprehensive Report of Investigation
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| 590 |
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|a eBooks on EBSCOhost
|b EBSCO eBook Subscription Academic Collection - Worldwide
|
| 600 |
1 |
0 |
|a Madoff, Bernard L.
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| 600 |
1 |
7 |
|a Madoff, Bernard L
|2 fast
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| 650 |
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0 |
|a Investment advisors
|x Corrupt practices
|z United States.
|
| 650 |
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0 |
|a Ponzi schemes
|z United States.
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| 650 |
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6 |
|a Conseillers en placements
|x Pratiques déloyales
|z États-Unis.
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| 650 |
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6 |
|a Ponzi, Plans
|z États-Unis.
|
| 650 |
|
7 |
|a TRUE CRIME
|x Hoaxes & Deceptions.
|2 bisacsh
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| 650 |
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7 |
|a Ponzi schemes
|2 fast
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| 651 |
|
7 |
|a United States
|2 fast
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| 700 |
1 |
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|a Turner, Russell B.
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| 710 |
1 |
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|a United States.
|b Securities and Exchange Commission.
|
| 776 |
0 |
8 |
|i Print version:
|t Madoff Ponzi scheme
|d New York : Nova Science Publishers, c2010.
|z 9781616681654
|w (DLC) 2010012229
|
| 830 |
|
0 |
|a Financial institutions and services.
|
| 856 |
4 |
0 |
|u https://ebsco.uam.elogim.com/login.aspx?direct=true&scope=site&db=nlebk&AN=408130
|z Texto completo
|
| 938 |
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|a YBP Library Services
|b YANK
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|b EBSC
|n 408130
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| 938 |
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|a ebrary
|b EBRY
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| 938 |
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|a ProQuest Ebook Central
|b EBLB
|n EBL3018125
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| 994 |
|
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|a 92
|b IZTAP
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