Capital markets law and compliance : the implications of MiFID /

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A practical guide to, and an analysis and critique of, the regulation of capital markets.

Detalles Bibliográficos
Clasificación:Libro Electrónico
Autor principal: Nelson, Paul
Formato: Electrónico eBook
Idioma:Inglés
Publicado: Cambridge, UK ; New York : Cambridge University Press, 2008.
Colección:Law practitioner series.
Temas:
Financial services industry > Law and legislation > Great Britain.
Financial services industry > State supervision > Great Britain.
Securities > Great Britain.
Stockbrokers > Legal status, laws, etc. > Great Britain.
Financial services industry > Law and legislation > European Union countries.
Stockbrokers > Legal status, laws, etc. > European Union countries.
Services financiers > Contrôle de l'État > Grande-Bretagne.
LAW > Administrative Law & Regulatory Practice.
Financial services industry > Law and legislation
Financial services industry > State supervision
Securities
Stockbrokers > Legal status, laws, etc.
Anlegerschutz
European Union countries
Great Britain
Europäische Union.
Acceso en línea:Texto completo
Tabla de Contenidos:
  • Evolution of capital markets regulations, FSA and the European single market
  • Licensing and rule application
  • The firm's infrastructure
  • Conduct of business
  • Application of rules to particular businesses.

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