Notification, Authorization, Inspection and Enforcement for the Safety and Security of Radiation Sources

Detalles Bibliográficos
Clasificación:Libro Electrónico
Autor principal: IAEA
Formato: Electrónico eBook
Idioma:Inglés
Publicado: Havertown : International Atomic Energy Agency, 2022.
Colección:Technical Reports Series.
Temas:
Nuclear energy > Law and legislation.
Acceso en línea:Texto completo
Tabla de Contenidos:
  • Intro
  • 1. INTRODUCTION
  • 1.1. Background
  • 1.2. Objective
  • 1.3. Scope
  • 1.4. Structure
  • 2. THE SYSTEM OF REGULATORY CONTROL
  • 2.1. Objective
  • 2.2. Graded approach
  • 2.3. Special circumstances
  • 2.4. Notification and authorization
  • 2.5. Inspection
  • 2.6. Enforcement
  • 2.7. Managing transitions in regulatory control
  • 3. MANAGEMENT AND ORGANIZATION
  • 3.1. Integrated management system
  • 3.2. Structure of the regulatory body
  • 3.3. Coordination among multiple regulatory bodies and other authorities
  • 3.4. Resource management
  • 3.5. Safety and security culture
  • 3.6. Management of notification and authorization
  • 3.7. Management of inspection
  • 3.8. Management of enforcement
  • 3.9. Independence of the regulatory body
  • 3.10. Human resources
  • 3.11. Guidance and procedures
  • 3.12. Information management system
  • 3.13. Access to external expertise, including legal support
  • 3.13.1. Advisory committees
  • 3.13.2. Legal support
  • 3.13.3. External experts and technical support organizations
  • 4. NOTIFICATION AND AUTHORIZATION PROCESS
  • 4.1. Introduction
  • 4.2. Notification
  • 4.3. Authorization
  • 4.3.1. Application for authorization
  • 4.3.2. Safety-security interface
  • 4.3.3. Receipt, review and assessment of the application
  • 4.3.4. Verification activities as part of the authorization process
  • 4.3.5. Decision making including limits, conditions and controls
  • 4.3.6. Records of decision and decision making process
  • 4.3.7. Issuing or refusing the authorization and provisions for appeals
  • 4.3.8. Subsequent regulatory actions on authorizations
  • 5. INSPECTION PROCESS
  • 5.1. Introduction
  • 5.2. Types of inspection
  • 5.3. Inspection programmes and plans
  • 5.4. Preparation for an inspection
  • 5.5. Entrance briefing
  • 5.6. Conduct of inspection
  • 5.6.1. Methods of inspection
  • 5.6.2. Security aspects of an inspection
  • 5.6.3. Evidence collection
  • 5.7. Exit briefing
  • 5.8. Inspection reports
  • 5.9. Post-inspection activities
  • 6. ENFORCEMENT PROCESS
  • 6.1. Introduction
  • 6.2. Overview of the enforcement process
  • 6.3. Identification of violations or non-compliances
  • 6.4. Assessment of violations or non-compliances
  • 6.4.1. Information gathering
  • 6.4.2. Determining the gravity of violations
  • 6.5. Selection of enforcement actions
  • 6.5.1. Types of available enforcement action
  • 6.5.2. Enforcement decisions
  • 6.6. Participation in the enforcement process
  • 6.7. Managing evidence
  • REFERENCES
  • Annex I EXAMPLE OF NOTIFICATION FORM
  • Annex II CONTENT OF APPLICATION FORMS FOR AUTHORIZATION
  • Annex III EXAMPLE OF GUIDANCE ON THE REVIEW AND ASSESMENT OF APPLICATIONS FOR AUTHORIZATION
  • Annex IVEXAMPLE OF CERTIFICATE FORM FOR AUTHORIZATION
  • Annex VEXAMPLE OF GUIDANCE ON REGULATORY INSPECTIONS
  • Annex VIEXAMPLE OF A CODE OF CONDUCT FOR INSPECTORS
  • Annex VIIEXAMPLE OF A MEMORANDUM OF UNDERSTANDING BETWEEN THE REGULATORY BODY AND THE DEPARTMENT OF CUSTOMS

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