The Little Book of Market Manipulation : an Essential Guide to the Law.

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An invaluable pocket guide and market manipulation law primer. An essential guide for investors. With practical examples and decided cases. An up-to-date treatment of a fast-moving topic. Describes both criminal and regulatory regimes.

Detalles Bibliográficos
Clasificación:Libro Electrónico
Autor principal: Durston, Gregory J.
Otros Autores: McKeon, Ailsa
Formato: Electrónico eBook
Idioma:Inglés
Publicado: Hook : Waterside Press, 2020.
Temas:
Securities fraud > Law and legislation > Great Britain.
Insider trading in securities > Law and legislation > Great Britain.
Securities > Great Britain.
Stock exchanges > Law and legislation > Great Britain.
Stock exchanges > Great Britain > Data processing.
Information technology.
Technologie de l'information.
information technology.
Stock exchanges > Data processing
Information technology
Insider trading in securities > Law and legislation
Securities
Securities fraud > Law and legislation
Securities industry > Information technology
Stock exchanges > Law and legislation
Great Britain
Acceso en línea:Texto completo
Tabla de Contenidos:
  • Cover
  • Copyright and publication details
  • Contents
  • Publisher's note
  • Acknowledgements
  • About the authors
  • Introduction
  • Preliminary Matters
  • Regulatory Frameworks for Market Manipulation
  • Criminal and Regulatory Offences
  • Breadth of Coverage
  • Civil Actions
  • FCA Handbook
  • History and Rationale for Proscription of Market Manipulation
  • A Neglected Phenomenon
  • The Rationale for Proscription
  • History of Market Manipulation
  • Attractions of Market Manipulation
  • The Influence of Technology
  • Vulnerability to Market Manipulation
  • Proving Manipulative Behaviour
  • Forms of Market Manipulation
  • Setting the Scene
  • The Main Forms of Manipulation
  • Pump and Dump
  • Trash and Cash
  • Wash Trading
  • Marking the Close
  • Spoofing
  • Intention Is (Often) Everything
  • Identifying and Investigating Market Manipulation
  • Introduction
  • Detection
  • STORs
  • Investigations
  • The Investigative Interview
  • Criminal Prosecution or Regulatory Action?
  • Relevant Factors
  • Suspect Co-operation
  • Market Manipulation as a Criminal Offence
  • Introduction
  • Specialist Legislation in the UK
  • Some Preliminary Points
  • Corporate Liability
  • Dishonesty
  • Recklessness
  • Territoriality
  • 'Relevant' Agreements, Investments and Benchmarks
  • A Precautionary Approach
  • The FSA 2012 Offences
  • Section 89
  • The Mental State behind the Statement or Concealment
  • Inducement
  • An Illustrative Case
  • Stock Promotion
  • Section 90: Misleading Impressions
  • Mental Elements
  • Section 91
  • LIBOR and Other 'Relevant Benchmarks'
  • Misleading Statements or Impressions in Relation to Benchmarks
  • Criminal Defences and Punishment
  • Introduction
  • The Statutory Defences
  • Section 89(3)
  • Section 90(9)
  • Section 91(3)-(4)
  • Penalties
  • The Regulatory Regime and its Penalties
  • Introduction
  • The MAR
  • Key Provisions
  • 'Relevant Investments'
  • Territoriality
  • Enforcement
  • Procedure for an Enforcement Action
  • Reference to the Upper Tribunal
  • Risks in Going to the Upper Tribunal
  • The Tribunal Hearing
  • Penalties
  • Illustrative Cases
  • Winterflood
  • Tesco
  • Evidential Perspectives
  • Introduction
  • Burden and Standard of Proof in Regulatory Actions
  • Burden of Proof
  • Standard of Proof
  • Expert Evidence
  • Conclusion
  • Frequently Used Acronyms
  • Appendix: Financial Services Act 2012 (Extract)
  • PART 7 Offences relating to financial services
  • 89 Misleading statements
  • 90 Misleading impressions
  • 91 Misleading statements etc. in relation to benchmarks
  • 92 Penalties
  • 93 Interpretation of Part 7
  • Market Abuse Regulation 2016 (Extract)
  • Article 15 Prohibition of market manipulation
  • Article 12 Market manipulation
  • Select Bibliography
  • Index
  • The Little Book of Insider Dealing
  • Back cover

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