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The Little Book of Insider Dealing.
Suitable for beginners and practitioners alike. The first concise treatment and highly topical. A gem for finance industry professionals, lawyers and students as well as ordinary investors (who like everyone else must avoid putting themselves at risk).
| Clasificación: | Libro Electrónico |
|---|---|
| Autor principal: | |
| Otros Autores: | |
| Formato: | Electrónico eBook |
| Idioma: | Inglés |
| Publicado: |
Hook :
Waterside Press,
2018.
|
| Temas: | |
| Acceso en línea: | Texto completo |
MARC
| LEADER | 00000cam a2200000Mu 4500 | ||
|---|---|---|---|
| 001 | EBOOKCENTRAL_on1024275779 | ||
| 003 | OCoLC | ||
| 005 | 20240329122006.0 | ||
| 006 | m o d | ||
| 007 | cr |n|---||||| | ||
| 008 | 180224s2018 xx o 000 0 eng d | ||
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| 019 | |a 1026328231 |a 1026724940 |a 1027187223 |a 1029480853 |a 1029568725 |a 1029664533 | ||
| 020 | |a 9781910979525 | ||
| 020 | |a 191097952X | ||
| 020 | |z 1909976539 | ||
| 020 | |z 9781909976535 | ||
| 029 | 1 | |a AU@ |b 000062638369 | |
| 029 | 1 | |a CHNEW |b 000987219 | |
| 029 | 1 | |a CHVBK |b 509401368 | |
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| 050 | 4 | |a HV6768 | |
| 082 | 0 | 4 | |a 364.2 |2 23 |
| 049 | |a UAMI | ||
| 100 | 1 | |a Durston, Gregory. | |
| 245 | 1 | 4 | |a The Little Book of Insider Dealing. |
| 260 | |a Hook : |b Waterside Press, |c 2018. | ||
| 300 | |a 1 online resource (194 pages) | ||
| 336 | |a text |b txt |2 rdacontent | ||
| 337 | |a computer |b c |2 rdamedia | ||
| 338 | |a online resource |b cr |2 rdacarrier | ||
| 588 | 0 | |a Print version record. | |
| 505 | 0 | |a Cover; Copyright and publication details; Contents; Publisherâ#x80;#x99;s note; Acknowledgements; About the authors; Introduction; Setting the Scene; R v Ryan Willmott; Other jurisdictions; Rationale for Proscription; Arguments for legalised insider dealing; Historical Context; Extent of Insider Dealing in the 21st-Century; Identifying and Investigating Insider Dealing; Identifying Insider Dealing; Whistle-blowing and broker observation; Complex Event Processing (CEP); Reporting Suspicious Transactions; FCA Monitoring; Investigating Insider Dealing; The Investigative Interview. | |
| 505 | 8 | |a The Decision to ProsecuteThe Two-Stage Test; Consequences of the Decision as to Forum; The Regulatory Regime; Introduction; Advent of the Civil Wrong; The Legislation; Standard of Proof in Regulatory Actions; Going to the Regulatory Decisions Committee; The RDC Decision; Reference to the Upper Tribunal; Regulatory Penalties; The Criminal Offences; Preliminary Matters; No Need for a Tangible Benefit; Natural Persons; Absence of Dishonesty; Fraud Act 2006; The Three Offences; Interpretation of Section 52; Elements of the Offence; Dealing; The Securities; Designated Markets; Territorial Scope. | |
| 505 | 8 | |a InsidersKnowledge; Inside Source; Inside Information; Particular; Specific or Precise; Not Made Public; Likely to have a significant effect on price; The Statutory Defences and Punishment; Introduction; Section 53: The General Defences; Defences and the Burden of Proof; Impact of the Human Rights Act 1998; Section 53(1)(a); Section 53(1)(b); Section 53(1)(c); Section 53(2)(a)-(c); Section 53(3); The Schedule 1 Defences; Market makers; Market information; Buy-back programmes and stabilisation; The Punishment of Insider Dealing; Evidential Perspectives; Introduction; Nature of the Hearings. | |
| 505 | 8 | |a Expert EvidenceAbsence of Intercept Evidence; Serious Organized Crime and Police Act 2005; Sentence Reduction; Immunity; Good Character of Defendants; Suspicious Behaviour; Circumstantial Evidence; Rejection of mathematical models; Cost; FSA/FCA Prosecutions; Introduction; Advent of the FSA; A Change in Approach; Typical Prosecutions; The Indictment; Conspiracy or Substantive Offences?; Smoking Guns and Careless Defendants; The First Three Contested Cases; The First Acquittal; Another Acquittal; Other Early FSA Cases; Low Hanging Fruit; Tabernula and other High Level Fruit; Conclusion. | |
| 505 | 8 | |a Introductionâ#x80;#x98;Successfulâ#x80;#x99; Insider Dealing; Success; Concern; Appendix: Part V Criminal Justice Act 1993 (as amended); The offence of insider dealing; Interpretation; Miscellaneous; SCHEDULE 2; Frequently Used Acronyms; Select Bibliography; Index; Fields, Fens and Felonies; Whores and Highwaymen. | |
| 520 | |a Suitable for beginners and practitioners alike. The first concise treatment and highly topical. A gem for finance industry professionals, lawyers and students as well as ordinary investors (who like everyone else must avoid putting themselves at risk). | ||
| 590 | |a ProQuest Ebook Central |b Ebook Central Academic Complete | ||
| 650 | 0 | |a Commercial law. | |
| 650 | 7 | |a Commercial law |2 fast | |
| 700 | 1 | |a Zaidi, Mohsin. | |
| 776 | 0 | 8 | |i Print version: |a Durston, Gregory. |t Little Book of Insider Dealing. |d Hook : Waterside Press, ©2018 |z 9781909976535 |
| 856 | 4 | 0 | |u https://ebookcentral.uam.elogim.com/lib/uam-ebooks/detail.action?docID=5302695 |z Texto completo |
| 938 | |a Askews and Holts Library Services |b ASKH |n AH33715844 | ||
| 938 | |a Askews and Holts Library Services |b ASKH |n AH33715845 | ||
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| 938 | |a YBP Library Services |b YANK |n 15178595 | ||
| 938 | |a YBP Library Services |b YANK |n 15231228 | ||
| 994 | |a 92 |b IZTAP | ||