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A Bank's Duty of Care.
| Clasificación: | Libro Electrónico |
|---|---|
| Autor principal: | |
| Formato: | Electrónico eBook |
| Idioma: | Inglés |
| Publicado: |
London, UNKNOWN :
Bloomsbury Publishing Plc,
2017-08-24 00:00:00.0.
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| Temas: | |
| Acceso en línea: | Texto completo |
Tabla de Contenidos:
- Table of Contents; List of Contributors; Abbreviations; Part I Introduction; 1; Introduction; I. Introduction; II. Scope and Terminology; III. MiFID; IV. The National Legal Systems Studied; V. Methodology; VI. Structure of the Book; Part II EU Law; 2; Conduct-of-Business Rules under MiFID I and II; I. Introduction; II. 'Investment Firm'; III. Reclassification of Dealing on own Account to Dealing on Behalf of the Client; IV. Client Classification; V. General Duty of Loyalty; VI. Information Obligations; VII. Know your Customer Rules: Appropriateness Assessment.
- VIII. Know your Customer Rules: Suitability AssessmentIX. Best Execution; X. Client Order Handling; XI. Conflicts of Interest; XII. Inducements; XIII. Obligations to Record Conversations and Electronic Communications; XIV. Conclusion; Part III Civil Law Legal Systems; 3; Germany; I. Introduction; II. Duties Related to Loan Contracts; III. Duties Related to Investment Advice; IV. Liability to Clients and Third Parties; V. The Role of the Supervisor in Enforcement; VI. Summary; 4; Austria; I. Jurisdiction; II. Legal Nature of a Bank's Duties; III. Specific Duties; IV. Standard of Care.
- v. Legal Consequences of Violation of DutiesVI. Client""s Contributory Negligence; VII. Conclusion; 5; France; I. Introduction; II. Major Cases; III. Legal Basis of a Bank's Duty of Care; IV. Duties to Investigate and to Warn; V. The Impact of the Regulatory Framework on a Bank's Duty of Care; VI. Liability for Breach of Duty of Care; VII. Acting on Behalf of Clients versus Dealing on own Account; VIII. The Role of the Regulator in Settling Disputes; IX. Concluding Remarks; 6; Italy; I. Introduction; II. Defining Intermediaries' Duty of Care under Italian Law.
- III. Remedies for Breach of Intermediaries' Duty of CareIV. Alternative Dispute Resolution Mechanisms; V. Concluding Remarks; 7; Spain; I. Introduction; II. Major Cases; III. Preferred Legal Basis: Error; IV. Duties to Investigate and to Warn; V. Liability; VI. The Role of the Regulator in Settling Disputes; VII. Concluding Remarks; 8; Netherlands; I. Introduction; II. Major Cases; III. Legal Basis of a Bank's Duty of Care; IV. Duties to Investigate, Warn and Refuse; V. The Impact of MiFID on a Bank's Duty of Care; VI. Liability for Breach of Duty of Care.
- VII. Relationship with Traditional DoctrinesVIII. Group Actions and Mass Claims; IX. Concentration of Dispute Settlement in Amsterdam?; X. Complaint Institute Financial Services; XI. The Role of the Regulator in Settling Disputes; XII. Conclusion; Part IV Common Law Legal Systems; 9; England and Wales; I. Bank Civil Liability for Mis-selling and Advice; II. The Tests for Determining the Bank's Duty of Care and to Investigate and Warn; III. The Bank's Duty to Professional Investors; IV. Limiting the Bank's Liability-Contributory Negligence; V. Conclusion; 10; Ireland; I. Introduction.