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When the Levees Break : Re-visioning Regulation of the Securities Markets.
This book examines the expanding reach of the securities market in the US financial system. It analyzes key elements such as the rise of technology, the role of hedge funds, and the bloated agency system, and argues that the current structure is doomed to fail. It suggests a new structure capable of...
| Clasificación: | Libro Electrónico |
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| Autor principal: | |
| Otros Autores: | |
| Formato: | Electrónico eBook |
| Idioma: | Inglés |
| Publicado: |
Lanham :
Lexington Books,
2016.
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| Temas: | |
| Acceso en línea: | Texto completo |
Tabla de Contenidos:
- Figures and Tables; Acknowledgments; Introduction; Part I. THE DISCLOSURE PARADIGM; CHAPTER 1. Watching the Waves Roll In; CHAPTER 2. Trying to Evaporate Water with Sunshine: MOVING BEYOND DISCLOSURE; CHAPTER 3. Plugging the Leaks; Part II. WHOLE MARKET REGULATION; CHAPTER 4. Variations on a Theme; CHAPTER 5. Securities as Products (A TOASTER BY ANY OTHER NAME); CHAPTER 6. Whole Market Regulation; Part III. IMPLEMENTATION AND IMPLICATIONS; CHAPTER 7. A Regulatory Triad; CHAPTER 8. Oh Captain, My Captain! THE NEW MODEL FROM THE CORPORATE PERSPECTIVE; CHAPTER 9. Building a New Levee.
- ConclusionAPPENDIX A. Current Oversight of the Securities Markets; APPENDIX B. Securities Markets Oversight Legislation, 1933-2015; APPENDIX C. FINRA Licensing Registration (Form U4, p. 3-4); Glossary; Bibliography; Index; About the Authors.