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Enterprise compliance risk management : an essential toolkit for banks and financial services /
"The tools and information that build effective compliance programs Enterprise Compliance Risk Management: An Essential Toolkit for Banks and Financial Services is a comprehensive overview of managing compliance and compliance risk. With unique hands-on tools including templates, checklists, an...
| Clasificación: | Libro Electrónico |
|---|---|
| Autor principal: | |
| Formato: | Electrónico eBook |
| Idioma: | Inglés |
| Publicado: |
Hoboken :
Wiley,
2015.
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| Temas: | |
| Acceso en línea: | Texto completo Texto completo |
Tabla de Contenidos:
- Introduction to Compliance in Financial Services
- Part One: Introduction to Compliance in Financial Services. An Overview of Compliance in Financial Services
- Compliance in the Twenty-First Century
- The What, Why, and Who of Compliance
- Part Two: The What, Why, and Who of Compliance. What Is "Compliance"?
- Why Is Compliance Needed?
- Who Are the Players in the Compliance Universe?
- The How of Compliance
- Part Three: The How of Compliance. Compliance Framework
- Operationalizing Compliance
- The Compliance Risk Dimension
- Part Four: The Compliance Risk Dimension. Exploring the Concept of Compliance Risk
- Compliance Risk Management
- The Real World of Compliance in Financial Services
- Part Five: The Real World of Compliance in Financial Services. Real-Life Issues of Managing Compliance in Financial Services
- Lessons Not Learned
- Practical Solutions to Some Important Operational Challenges.