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United States.
This paper discusses key findings of the Detailed Assessment of Implementation of the IOSCO (International Organization of Securities Commissions) Objectives and Principles of Securities Regulation on the United States. The United States has large, well-developed, and complex securities and derivati...
| Clasificación: | Libro Electrónico |
|---|---|
| Autor principal: | |
| Formato: | Electrónico eBook |
| Idioma: | Inglés |
| Publicado: |
Washington :
International Monetary Fund,
2015.
|
| Colección: | IMF Staff Country Reports.
|
| Temas: | |
| Acceso en línea: | Texto completo |
MARC
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| 100 | 1 | |a Department, International Monetary Fund. Monetary and Capital Markets. | |
| 245 | 1 | 0 | |a United States. |
| 260 | |a Washington : |b International Monetary Fund, |c 2015. | ||
| 300 | |a 1 online resource (161 pages) | ||
| 336 | |a text |b txt |2 rdacontent | ||
| 337 | |a computer |b c |2 rdamedia | ||
| 338 | |a online resource |b cr |2 rdacarrier | ||
| 490 | 1 | |a IMF Staff Country Reports ; |v v. Country Report No. 15/91 | |
| 588 | 0 | |a Print version record. | |
| 505 | 0 | |a Cover Page; Title Page; Copyright Page; Contents; Tables; Glossary; Executive Summary; Introduction; Information and Methodology Used for Assessment; Institutional and Market Structure-Overview; A. Regulatory Structure; B. Market Structure; 1. Key Equity Market Information; 2. Investment Company Total Net Assets by Type; 3. Institutional and Retail Ownership of Mutual Funds; 4. Number of Commodity Pool Operators and their AUM; 5. Registered Broker-Dealers; 6. SEC Registered Investment Advisers; 7. Derivatives Market Intermediaries Registered with the CFTC. | |
| 505 | 8 | |a Preconditions for Effective Securities RegulationMain Findings; Summary Implementation of the IOSCO Principles; 8. Summary Implementation of the IOSCO Principles-Detailed Assessments; Recommended Action Plan and Authorities' Response; 9. Recommended Action Plan to Improve Implementation of the IOSCO Principles; C. Authorities' Response to the Assessment; Detailed Assessment; 10. Detailed Assessment of Implementation of the IOSCO Principles; Footnotes. | |
| 520 | |a This paper discusses key findings of the Detailed Assessment of Implementation of the IOSCO (International Organization of Securities Commissions) Objectives and Principles of Securities Regulation on the United States. The United States has large, well-developed, and complex securities and derivatives markets. Postcrisis, the legal mandates of the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) have significantly expanded. The level of funding of both the SEC and CFTC is a key challenge affecting their ability to deliver on their mandates in a way. | ||
| 590 | |a ProQuest Ebook Central |b Ebook Central Academic Complete | ||
| 610 | 2 | 0 | |a International Monetary Fund |z United States. |
| 610 | 2 | 7 | |a International Monetary Fund |2 fast |
| 650 | 0 | |a Securities |z United States. | |
| 650 | 0 | |a Capital market |z United States. | |
| 650 | 0 | |a Financial institutions |x State supervision |z United States. | |
| 650 | 0 | |a Financial institutions |z United States |x Accounting. | |
| 650 | 0 | |a Financial institutions |z United States |x Auditing. | |
| 651 | 0 | |a United States |x Economic policy. | |
| 650 | 6 | |a Marché financier |z États-Unis. | |
| 650 | 6 | |a Institutions financières |x Contrôle de l'État |z États-Unis. | |
| 650 | 6 | |a Institutions financières |z États-Unis |x Comptabilité. | |
| 651 | 6 | |a États-Unis |x Politique économique. | |
| 650 | 7 | |a Capital market |2 fast | |
| 650 | 7 | |a Economic policy |2 fast | |
| 650 | 7 | |a Financial institutions |x Accounting |2 fast | |
| 650 | 7 | |a Financial institutions |x Auditing |2 fast | |
| 650 | 7 | |a Financial institutions |x State supervision |2 fast | |
| 650 | 7 | |a Securities |2 fast | |
| 651 | 7 | |a United States |2 fast |1 https://id.oclc.org/worldcat/entity/E39PBJtxgQXMWqmjMjjwXRHgrq | |
| 758 | |i has work: |a United States (Work) |1 https://id.oclc.org/worldcat/entity/E39PCYgTwTxf6RtJ9yWKcDJ8kC |4 https://id.oclc.org/worldcat/ontology/hasWork | ||
| 776 | 0 | 8 | |i Print version: |a Department, International Monetary Fund. Monetary and Capital Markets. |t United States: Financial Sector Assessment Program-Detailed Assessment of Implementation on the IOSCO Objectives and Principles of Securities Regulation. |d Washington : International Monetary Fund, ©2015 |z 9781484312827 |
| 830 | 0 | |a IMF Staff Country Reports. | |
| 856 | 4 | 0 | |u https://ebookcentral.uam.elogim.com/lib/uam-ebooks/detail.action?docID=2040150 |z Texto completo |
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