Cargando…
Essential strategies for financial services compliance /
Compliance officers perform a vital, yet unpopular role in the business world as they advise on complying with myriad rules and regulations. What is good for compliance is sometimes seen as being bad for business, making a compliance officer's role a difficult one. Essential Strategies for Fina...
| Clasificación: | Libro Electrónico |
|---|---|
| Autor principal: | |
| Formato: | Electrónico eBook |
| Idioma: | Inglés |
| Publicado: |
Chichester, England ; Hoboken, NJ :
J. Wiley,
©2008.
|
| Temas: | |
| Acceso en línea: | Texto completo |
MARC
| LEADER | 00000cam a2200000 a 4500 | ||
|---|---|---|---|
| 001 | EBOOKCENTRAL_ocn610027108 | ||
| 003 | OCoLC | ||
| 005 | 20240329122006.0 | ||
| 006 | m o d | ||
| 007 | cr cnu---unuuu | ||
| 008 | 100429s2008 enk obf 001 0 eng d | ||
| 040 | |a N$T |b eng |e pn |c N$T |d IDEBK |d E7B |d OCLCQ |d OCLCF |d OCLCQ |d NLGGC |d OCLCO |d EBLCP |d FTUBL |d DEBSZ |d YDXCP |d OCL |d DG1 |d COO |d OCLCQ |d DEBBG |d AZK |d LOA |d COCUF |d DG1 |d MOR |d LIP |d PIFAG |d ZCU |d MERUC |d OCLCQ |d U3W |d OCLCQ |d STF |d WRM |d NRAMU |d ICG |d VT2 |d AU@ |d OCLCQ |d WYU |d G3B |d TKN |d OCLCQ |d DKC |d OCLCQ |d OCLCO |d OCLCQ |d OCLCO |d OCLCQ |d OCLCL | ||
| 019 | |a 609863015 |a 647907179 |a 961486793 |a 962559984 |a 1058786846 | ||
| 020 | |a 9780470699386 |q (electronic bk.) | ||
| 020 | |a 0470699388 |q (electronic bk.) | ||
| 020 | |a 9780470699911 |q (electronic bk.) | ||
| 020 | |a 0470699914 |q (electronic bk.) | ||
| 020 | |a 0470519045 |q (cloth ; |q alk. paper) | ||
| 020 | |a 9780470519042 |q (cloth ; |q alk. paper) | ||
| 020 | |z 9780470519042 |q (cloth ; |q alk. paper) | ||
| 029 | 1 | |a AU@ |b 000053279926 | |
| 029 | 1 | |a CHNEW |b 000935480 | |
| 029 | 1 | |a CHVBK |b 48015824X | |
| 029 | 1 | |a DEBBG |b BV043391288 | |
| 029 | 1 | |a DEBBG |b BV044143089 | |
| 029 | 1 | |a DEBSZ |b 396361579 | |
| 029 | 1 | |a DEBSZ |b 484984020 | |
| 029 | 1 | |a AU@ |b 000073083374 | |
| 035 | |a (OCoLC)610027108 |z (OCoLC)609863015 |z (OCoLC)647907179 |z (OCoLC)961486793 |z (OCoLC)962559984 |z (OCoLC)1058786846 | ||
| 043 | |a e-uk--- | ||
| 050 | 4 | |a KD1715 |b .M55 2008eb | |
| 072 | 7 | |a LAW |x 001000 |2 bisacsh | |
| 082 | 0 | 4 | |a 346.41/082 |2 22 |
| 049 | |a UAMI | ||
| 100 | 1 | |a Mills, Annie. | |
| 245 | 1 | 0 | |a Essential strategies for financial services compliance / |c Annie Mills. |
| 260 | |a Chichester, England ; |a Hoboken, NJ : |b J. Wiley, |c ©2008. | ||
| 300 | |a 1 online resource (xxii, 352 pages) | ||
| 336 | |a text |b txt |2 rdacontent | ||
| 337 | |a computer |b c |2 rdamedia | ||
| 338 | |a online resource |b cr |2 rdacarrier | ||
| 504 | |a Includes bibliographical references and index. | ||
| 588 | 0 | |a Print version record. | |
| 505 | 0 | |a Commentary and Context. The UK Regulatory Environment -- The Compliance Function -- The Compliance Contract -- Mapping Your Compliance Universe -- Mapping Your Corporate Universe -- Regulators and Other Industry Bodies -- The Legislative Environment and Rules Mapping -- Financial Products, Services and Documentation -- Compliance Outside the Compliance Department -- Key Compliance Department Activities -- Comply or Die : When Things go Wrong -- Routine Compliance Activities -- Routine Anti-Money Laundering Activities -- Compliance in the Front Office -- Compliance for Senior Management, the Back Office and Other Support Departments -- Compliance Conundrums : What Would You Do? -- Compliance Perspectives. | |
| 520 | |a Compliance officers perform a vital, yet unpopular role in the business world as they advise on complying with myriad rules and regulations. What is good for compliance is sometimes seen as being bad for business, making a compliance officer's role a difficult one. Essential Strategies for Financial Services Compliance offers practical guidance on how to apply a regulatory requirement to day to day situations. It also shows how to communicate the compliance department?s activities to the rest of the firm, how the role fits within the organization as a whole, what the scope and limitation of th. | ||
| 590 | |a ProQuest Ebook Central |b Ebook Central Academic Complete | ||
| 650 | 0 | |a Financial services industry |x Law and legislation |z Great Britain. | |
| 650 | 0 | |a Corporate governance |x Law and legislation |z Great Britain. | |
| 650 | 0 | |a Ethics and compliance officers |z Great Britain |v Handbooks, manuals, etc. | |
| 650 | 6 | |a Responsables de l'éthique et de la conformité |z Grande-Bretagne |v Guides, manuels, etc. | |
| 650 | 7 | |a LAW |x Administrative Law & Regulatory Practice. |2 bisacsh | |
| 650 | 7 | |a Corporate governance |x Law and legislation |2 fast | |
| 650 | 7 | |a Ethics and compliance officers |2 fast | |
| 650 | 7 | |a Financial services industry |x Law and legislation |2 fast | |
| 651 | 7 | |a Great Britain |2 fast |1 https://id.oclc.org/worldcat/entity/E39PBJdmp7p3cx8hpmJ8HvmTpP | |
| 655 | 7 | |a handbooks. |2 aat | |
| 655 | 7 | |a manuals (instructional materials) |2 aat | |
| 655 | 7 | |a Handbooks and manuals |2 fast | |
| 655 | 7 | |a Handbooks and manuals. |2 lcgft | |
| 655 | 7 | |a Guides et manuels. |2 rvmgf | |
| 758 | |i has work: |a Essential strategies for financial services compliance (Text) |1 https://id.oclc.org/worldcat/entity/E39PCGhw8fCfMxmCPJqfKFPDC3 |4 https://id.oclc.org/worldcat/ontology/hasWork | ||
| 776 | 0 | 8 | |i Print version: |a Mills, Annie. |t Essential strategies for financial services compliance. |d Chichester, England ; Hoboken, NJ : J. Wiley, ©2008 |z 9780470519042 |w (DLC) 2008019030 |w (OCoLC)227570925 |
| 856 | 4 | 0 | |u https://ebookcentral.uam.elogim.com/lib/uam-ebooks/detail.action?docID=514464 |z Texto completo |
| 938 | |a ebrary |b EBRY |n ebr10377805 | ||
| 938 | |a EBSCOhost |b EBSC |n 316972 | ||
| 938 | |a YBP Library Services |b YANK |n 3221194 | ||
| 938 | |a YBP Library Services |b YANK |n 12606682 | ||
| 994 | |a 92 |b IZTAP | ||