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Comparing European and U.S. securities regulations : MiFID versus corresponding U.S. regulations /
The paper compares the EU and US securities regulations, and specifically MiFID with the corresponding US regulations. It primarily focuses on the regulatory and supervisory framework, trading venues, and the provision of investment services. The paper argues that the architecture and some of the ru...
| Clasificación: | Libro Electrónico |
|---|---|
| Autor principal: | |
| Autor Corporativo: | |
| Otros Autores: | , |
| Formato: | Electrónico eBook |
| Idioma: | Inglés |
| Publicado: |
Washington, D.C. :
World Bank,
©2010.
|
| Colección: | World Bank working paper ;
no. 184. |
| Temas: | |
| Acceso en línea: | Texto completo |
MARC
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| 100 | 1 | |a Bošković, Tanja. | |
| 245 | 1 | 0 | |a Comparing European and U.S. securities regulations : |b MiFID versus corresponding U.S. regulations / |c Tanja Boskovic, Caroline Cerruti, Michel Noel. |
| 260 | |a Washington, D.C. : |b World Bank, |c ©2010. | ||
| 300 | |a 1 online resource (viii, 173 pages) | ||
| 336 | |a text |b txt |2 rdacontent | ||
| 337 | |a computer |b c |2 rdamedia | ||
| 338 | |a online resource |b cr |2 rdacarrier | ||
| 347 | |a data file | ||
| 380 | |a Bibliography | ||
| 490 | 1 | |a World Bank working paper, |x 1726-5878 ; |v no. 184 | |
| 504 | |a Includes bibliographical references (pages 172-173). | ||
| 505 | 0 | |a Regulatory framework and oversight -- Scope of the securities regualtions -- Objectives of the securities regulations in Europe and the United States -- Implementation of the different objectives -- Post-financial crisis lessons -- Conclusion and areas for future research. | |
| 520 | |a The paper compares the EU and US securities regulations, and specifically MiFID with the corresponding US regulations. It primarily focuses on the regulatory and supervisory framework, trading venues, and the provision of investment services. The paper argues that the architecture and some of the rules regarding securities markets are different in the two regions, but the objectives and some of the outcomes are similar. It looks at the regulatory frameworks, the scope and objectives of securities regulations, the rules implementing the different objectives, and draws some crisis-related lessons. | ||
| 506 | |3 Use copy |f Restrictions unspecified |2 star |5 MiAaHDL | ||
| 533 | |a Electronic reproduction. |b [Place of publication not identified] : |c HathiTrust Digital Library, |d 2011. |5 MiAaHDL | ||
| 538 | |a Master and use copy. Digital master created according to Benchmark for Faithful Digital Reproductions of Monographs and Serials, Version 1. Digital Library Federation, December 2002. |u http://purl.oclc.org/DLF/benchrepro0212 |5 MiAaHDL | ||
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| 546 | |a English. | ||
| 590 | |a ProQuest Ebook Central |b Ebook Central Academic Complete | ||
| 610 | 2 | 0 | |a European Parliament. |t Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments. |
| 630 | 0 | 7 | |a Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments (European Parliament) |2 fast |
| 610 | 2 | 7 | |a Europäische Union. |2 idszbz |
| 650 | 0 | |a Securities |z European Union countries. | |
| 650 | 0 | |a Securities |z United States. | |
| 650 | 7 | |a LAW |x Securities. |2 bisacsh | |
| 650 | 7 | |a Securities |2 fast | |
| 651 | 7 | |a European Union countries |2 fast | |
| 651 | 7 | |a United States |2 fast |1 https://id.oclc.org/worldcat/entity/E39PBJtxgQXMWqmjMjjwXRHgrq | |
| 650 | 7 | |a Wertpapiermarkt. |2 idszbz | |
| 650 | 7 | |a Regulierung. |2 idszbz | |
| 650 | 7 | |a Wertpapierrecht. |2 idszbz | |
| 651 | 7 | |a USA. |2 idszbz | |
| 700 | 1 | |a Cerruti, Caroline. | |
| 700 | 1 | |a Noël, Michel, |d 1954- |1 https://id.oclc.org/worldcat/entity/E39PCjtdH8JW6Gtm3C3cvXPtgC | |
| 710 | 2 | |a World Bank. | |
| 758 | |i has work: |a Comparing European and U.S. securities regulations (Text) |1 https://id.oclc.org/worldcat/entity/E39PCH4DKVKPRQtwC7KfcRfC73 |4 https://id.oclc.org/worldcat/ontology/hasWork | ||
| 776 | 0 | 8 | |i Print version: |a Bošković, Tanja. |t Comparing European and U.S. securities regulations |z 9780821382530 |w (DLC) 2010287239 |w (OCoLC)489009668 |
| 830 | 0 | |a World Bank working paper ; |v no. 184. | |
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