Cargando…
Comparing European and U.S. securities regulations : MiFID versus corresponding U.S. regulations /
The paper compares the EU and US securities regulations, and specifically MiFID with the corresponding US regulations. It primarily focuses on the regulatory and supervisory framework, trading venues, and the provision of investment services. The paper argues that the architecture and some of the ru...
| Clasificación: | Libro Electrónico |
|---|---|
| Autor principal: | |
| Autor Corporativo: | |
| Otros Autores: | , |
| Formato: | Electrónico eBook |
| Idioma: | Inglés |
| Publicado: |
Washington, D.C. :
World Bank,
©2010.
|
| Colección: | World Bank working paper ;
no. 184. |
| Temas: | |
| Acceso en línea: | Texto completo |
| Sumario: | The paper compares the EU and US securities regulations, and specifically MiFID with the corresponding US regulations. It primarily focuses on the regulatory and supervisory framework, trading venues, and the provision of investment services. The paper argues that the architecture and some of the rules regarding securities markets are different in the two regions, but the objectives and some of the outcomes are similar. It looks at the regulatory frameworks, the scope and objectives of securities regulations, the rules implementing the different objectives, and draws some crisis-related lessons. |
|---|---|
| Descripción Física: | 1 online resource (viii, 173 pages) |
| Bibliografía: | Includes bibliographical references (pages 172-173). |
| ISBN: | 9780821382547 0821382543 6612461322 9786612461323 128246132X 9781282461321 0821382535 9780821382530 |
| ISSN: | 1726-5878 ; |