Regulating financial services and markets in the twenty first century /

The essays in this work offer a high-level examination of the most important issues facing financial services regulation, and the far-reaching effects of the Financial Services and Markets Act 2000 on the UK financial sector in the context of rapid global change. Taking an interdisciplinary approach...

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Detalles Bibliográficos
Clasificación:Libro Electrónico
Otros Autores: Ferran, Eilís, Goodhart, C. A. E. (Charles Albert Eric)
Formato: Electrónico eBook
Idioma:Inglés
Publicado: Oxford ; Portland, Or. : Hart Pub., 2001.
Temas:
Financial services industry > Law and legislation > Great Britain.
Financial institutions > Law and legislation > Great Britain.
Securities industry > Law and legislation > Great Britain.
Investments > Law and legislation > Great Britain.
LAW > Administrative Law & Regulatory Practice.
Financial institutions > Law and legislation
Financial services industry > Law and legislation
Investments > Law and legislation
Securities industry > Law and legislation
Financiële instellingen.
Kapitaalmarkt.
Regulering.
Great Britain
Congressen (vorm)
Acceso en línea:Texto completo
Tabla de Contenidos:
  • Half Title Page
  • Half Title verso
  • Title Page
  • Title verso
  • Preface
  • Contents
  • List of Contributors
  • 1. Regulating Financial Services and Markets in the Twenty First Century: An Overview.
  • 2. Reforming Financial Regulation: Progress and Priorities
  • 3. Regulatory Principles and the Financial Services and Markets Act 2000
  • 4. Examining the Objectives of Financial Regulation
  • Will the New Regime Succeed? A Practitioner's View.
  • 5. Incentive v. Rule-Based Financial Regulation: A Role for Market Discipline
  • 6. Directors' Fiduciary Duties and the Approved Persons Regime
  • 7. Fiduciary Duties, Regulation of Companies and Regulation of Individuals.
  • 8. Regulatory Discipline and the European Convention on Human Rights
  • A Reality Check
  • 9. Holding the Balance
  • Effective Enforcement, Procedural Fairness and Human Rights.
  • 10. Regulating the Regulator
  • A Lawyer's Perspective on Accountability and Control
  • 11. Regulating the Regulator
  • An Economist's Perspective on Accountability and Control
  • 12. Public Accountability in the Financial Sector.

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